<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/13?registers=between Thu, 17 Jul 2025 15:29:31 -0700 Thu, 17 Jul 2025 15:29:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/13?registers=between Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2018/03/13/C1-2018-03306.html https://regulations.justia.com/regulations/fedreg/2018/03/13/C1-2018-03306.html Tue, 13 Mar 2018 00:00:00 -0700 C1-2018-03306 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/C1-2018-03306.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-05098.html https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-05098.html Tue, 13 Mar 2018 00:00:00 -0700 2018-05098 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-05098.pdf Notice - Corporate Capital Trust, Inc., et al. https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-05072.html https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-05072.html Tue, 13 Mar 2018 00:00:00 -0700 2018-05072 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-05072.pdf Notice - Nationwide Fund Advisors and ETF Series Solutions https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-05039.html https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-05039.html Tue, 13 Mar 2018 00:00:00 -0700 2018-05039 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-05039.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Adopt the Midpoint Extended Life Order https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04979.html https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04979.html Tue, 13 Mar 2018 00:00:00 -0700 2018-04979 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04979.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900-E https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04965.html https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04965.html Tue, 13 Mar 2018 00:00:00 -0700 2018-04965 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04965.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04964.html https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04964.html Tue, 13 Mar 2018 00:00:00 -0700 2018-04964 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04964.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7014 To Eliminate the Small Cap Incentive Program and the Limit Up Limit Down Pricing Program https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04963.html https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04963.html Tue, 13 Mar 2018 00:00:00 -0700 2018-04963 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04963.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Support the Re-Launch of the Exchange on the Pillar Trading Platform https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04962.html https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04962.html Tue, 13 Mar 2018 00:00:00 -0700 2018-04962 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04962.pdf