Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/13?limit=200&registers=between&mode=atom 2024-12-22T18:43:12-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/03/13/C1-2018-03306.html Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program 2018-03-13T00:00:00-07:00 2018-03-13T00:00:00-07:00 C1-2018-03306 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/C1-2018-03306.pdf https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-05098.html Notice - Sunshine Act Meetings 2018-03-13T00:00:00-07:00 2018-03-13T00:00:00-07:00 2018-05098 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-05098.pdf https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-05072.html Notice - Corporate Capital Trust, Inc., et al. 2018-03-13T00:00:00-07:00 2018-03-13T00:00:00-07:00 2018-05072 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-05072.pdf https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-05039.html Notice - Nationwide Fund Advisors and ETF Series Solutions 2018-03-13T00:00:00-07:00 2018-03-13T00:00:00-07:00 2018-05039 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-05039.pdf https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04979.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Adopt the Midpoint Extended Life Order 2018-03-13T00:00:00-07:00 2018-03-13T00:00:00-07:00 2018-04979 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04979.pdf https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04965.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt a New NYSE Arca Rule 8.900-E and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900-E 2018-03-13T00:00:00-07:00 2018-03-13T00:00:00-07:00 2018-04965 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04965.pdf https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04964.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2018-03-13T00:00:00-07:00 2018-03-13T00:00:00-07:00 2018-04964 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04964.pdf https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04963.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7014 To Eliminate the Small Cap Incentive Program and the Limit Up Limit Down Pricing Program 2018-03-13T00:00:00-07:00 2018-03-13T00:00:00-07:00 2018-04963 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04963.pdf https://regulations.justia.com/regulations/fedreg/2018/03/13/2018-04962.html Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing of Proposed Rule Change To Support the Re-Launch of the Exchange on the Pillar Trading Platform 2018-03-13T00:00:00-07:00 2018-03-13T00:00:00-07:00 2018-04962 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-13/pdf/2018-04962.pdf