<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/09?registers=between Sun, 22 Dec 2024 19:04:25 -0800 Sun, 22 Dec 2024 19:04:25 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/09?registers=between Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.270 (Clearly Erroneous Executions) To Preclude Members From Requesting a Review of a Volatility Auction as a Clearly Erroneous Execution https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04793.html https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04793.html Fri, 09 Mar 2018 00:00:00 -0800 2018-04793 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04793.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04792.html https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04792.html Fri, 09 Mar 2018 00:00:00 -0800 2018-04792 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04792.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Exchange's Data Feeds https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04791.html https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04791.html Fri, 09 Mar 2018 00:00:00 -0800 2018-04791 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04791.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC ; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 403, Withdrawal of Approval of Underlying Securities https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04790.html https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04790.html Fri, 09 Mar 2018 00:00:00 -0800 2018-04790 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04790.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate the Nasdaq Options Market LLC Data Feed Offerings https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04789.html https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04789.html Fri, 09 Mar 2018 00:00:00 -0800 2018-04789 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04789.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Its Data Feed Offerings https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04788.html https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04788.html Fri, 09 Mar 2018 00:00:00 -0800 2018-04788 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04788.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Modify the NYSE American Options Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04787.html https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04787.html Fri, 09 Mar 2018 00:00:00 -0800 2018-04787 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04787.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holders Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With Certain Initial Listing Requirements Following a Business Combination https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04713.html https://regulations.justia.com/regulations/fedreg/2018/03/09/2018-04713.html Fri, 09 Mar 2018 00:00:00 -0800 2018-04713 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-09/pdf/2018-04713.pdf