<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/05?registers=between Wed, 23 Jul 2025 17:36:01 -0700 Wed, 23 Jul 2025 17:36:01 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/03/05?registers=between Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04420.html https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04420.html Mon, 05 Mar 2018 00:00:00 -0800 2018-04420 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04420.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify IM-5900-7 To Update the Values of, and Permit a Third-Party Provider Selected by Nasdaq to Offer, Certain Complimentary Services Provided to Certain Newly Listing Companies Pursuant to the Rule https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04419.html https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04419.html Mon, 05 Mar 2018 00:00:00 -0800 2018-04419 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04419.pdf Notice - TriplePoint Venture Growth BDC Corp., et al. https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04370.html https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04370.html Mon, 05 Mar 2018 00:00:00 -0800 2018-04370 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04370.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Wilshire Micro-Cap ETF https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04340.html https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04340.html Mon, 05 Mar 2018 00:00:00 -0800 2018-04340 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04340.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Recovery Plan https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04339.html https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04339.html Mon, 05 Mar 2018 00:00:00 -0800 2018-04339 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04339.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Model Risk Management Policy https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04338.html https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04338.html Mon, 05 Mar 2018 00:00:00 -0800 2018-04338 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04338.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 5.170 To Reflect an Update to a FINRA Rule https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04337.html https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04337.html Mon, 05 Mar 2018 00:00:00 -0800 2018-04337 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04337.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Concerning the ICE Clear Europe Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04336.html https://regulations.justia.com/regulations/fedreg/2018/03/05/2018-04336.html Mon, 05 Mar 2018 00:00:00 -0800 2018-04336 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-03-05/pdf/2018-04336.pdf