<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/02?registers=between&min-day=1&max-day=28 Wed, 22 May 2024 21:09:21 -0700 Wed, 22 May 2024 21:09:21 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/02?registers=between&min-day=1&max-day=28 Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04087.html https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04087.html Wed, 28 Feb 2018 00:00:00 -0800 2018-04087 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04087.pdf Notice - Bain Capital Specialty Finance, Inc., et al. https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04086.html https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04086.html Wed, 28 Feb 2018 00:00:00 -0800 2018-04086 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04086.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade, Under Nasdaq Rule 5705, the Shares of the Horizons Russell 2000 Covered Call ETF https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04035.html https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04035.html Wed, 28 Feb 2018 00:00:00 -0800 2018-04035 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04035.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the GraniteShares Bitcoin ETF and the GraniteShares Short Bitcoin ETF, a Series of the GraniteShares ETP Trust, Under Rule 14.11(f)(4), Trust Issued Receipts https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04034.html https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04034.html Wed, 28 Feb 2018 00:00:00 -0800 2018-04034 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04034.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To List and Trade Shares of the iShares Gold Exposure ETF, a Series of the iShares U.S. ETF Trust, Under Exchange Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04033.html https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04033.html Wed, 28 Feb 2018 00:00:00 -0800 2018-04033 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04033.pdf Notice - Investor Advisory Committee Meeting https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04031.html https://regulations.justia.com/regulations/fedreg/2018/02/28/2018-04031.html Wed, 28 Feb 2018 00:00:00 -0800 2018-04031 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-28/pdf/2018-04031.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-04032.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-04032.html Tue, 27 Feb 2018 00:00:00 -0800 2018-04032 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-04032.pdf Rule - Investment Company Liquidity Risk Management Programs; Commission Guidance for In-Kind ETFs https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03917.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03917.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03917 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03917.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03895.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03895.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03895 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03895.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of a Proposed Rule Change To Adopt Rules Relating to Trading in Index Options https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03894.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03894.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03894 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03894.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Company and Variable Contracts Products Representative (Series 6) Examination https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03893.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03893.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03893 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03893.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VI.A. of the Exchange's Pricing Schedule To Clarify the Exchange's Billing Practices With Respect to Permit Fees https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03892.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03892.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03892 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03892.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Operations Professional (Series 99) Examination https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03891.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03891.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03891 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03891.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Research Analyst (Series 86 and 87) Examinations https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03890.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03890.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03890 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03890.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Investment Banking Representative (Series 79) Examination https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03889.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03889.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03889 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03889.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Gateway Fees https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03888.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03888.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03888 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03888.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Direct Participation Programs Representative (Series 22) Examination https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03887.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03887.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03887 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03887.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the General Securities Representative (Series 7) Examination https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03886.html https://regulations.justia.com/regulations/fedreg/2018/02/27/2018-03886.html Tue, 27 Feb 2018 00:00:00 -0800 2018-03886 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-27/pdf/2018-03886.pdf Rule - Commission Statement and Guidance on Public Company Cybersecurity Disclosures https://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03858.html https://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03858.html Mon, 26 Feb 2018 00:00:00 -0800 2018-03858 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03858.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify EDGX Rule 21.1 and Related Functionality Applicable to the Exchange's Options Platform https://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03787.html https://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03787.html Mon, 26 Feb 2018 00:00:00 -0800 2018-03787 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03787.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03786.html https://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03786.html Mon, 26 Feb 2018 00:00:00 -0800 2018-03786 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03786.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 −5% to −35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i) https://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03785.html https://regulations.justia.com/regulations/fedreg/2018/02/26/2018-03785.html Mon, 26 Feb 2018 00:00:00 -0800 2018-03785 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-26/pdf/2018-03785.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03799.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03799.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03799 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03799.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03739.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03739.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03739 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03739.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03699.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03699.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03699 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03699.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 100 https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03698.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03698.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03698 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03698.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Listing Standard for Warrants in Section 105 of the NYSE American Company Guide https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03697.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03697.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03697 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03697.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options on the Exchange's Equity Options Platform https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03696.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03696.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03696 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03696.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Expand the Short Term Options Series Program To Allow Monday Expirations for SPDR S&P 500 ETF Trust Options https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03695.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03695.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03695 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03695.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 100 https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03694.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03694.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03694 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03694.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.11 of the Exchange's Listed Company Manual Concerning Fees Applicable to Acquisition Companies for Shares Issued in Connection With the Consummation of a Business Combination https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03693.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03693.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03693 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03693.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of a Proposed Rule Change To List and Trade the Shares of the Reinhart Intermediate Bond NextShares Fund Under Nasdaq Rule 5745 https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03692.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03692.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03692 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03692.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New F&O Concentration Charge Policy https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03691.html https://regulations.justia.com/regulations/fedreg/2018/02/23/2018-03691.html Fri, 23 Feb 2018 00:00:00 -0800 2018-03691 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-23/pdf/2018-03691.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Setting Aside Action by Delegated Authority and Disapproving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding the Acquisition of CHX Holdings, Inc. by North America Casin Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03589.html https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03589.html Thu, 22 Feb 2018 00:00:00 -0800 2018-03589 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03589.pdf Notice - Investment Company Act Release No. 33005A; File No. 812-14808 Morningstar Funds Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03570.html https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03570.html Thu, 22 Feb 2018 00:00:00 -0800 2018-03570 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03570.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7039 To Modify Pricing for the Nasdaq Last Sale Data Product and To Make Other Related Changes to Nasdaq Rules https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03568.html https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03568.html Thu, 22 Feb 2018 00:00:00 -0800 2018-03568 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03568.pdf Notice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and Rule 517B, Aggregate Risk Manager for Market Makers (“ARM-M”) https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03567.html https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03567.html Thu, 22 Feb 2018 00:00:00 -0800 2018-03567 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03567.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Expand the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03566.html https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03566.html Thu, 22 Feb 2018 00:00:00 -0800 2018-03566 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03566.pdf Notice - Self-Regulatory Organizations: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange, LLC To Expand the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03565.html https://regulations.justia.com/regulations/fedreg/2018/02/22/2018-03565.html Thu, 22 Feb 2018 00:00:00 -0800 2018-03565 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-22/pdf/2018-03565.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03582.html https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03582.html Wed, 21 Feb 2018 00:00:00 -0800 2018-03582 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03582.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Amend Rule 7.35-E(a)(8) Relating to the Auction Reference Price for the Trading Halt Auction for ProShares Short VIX Short-Term Futures ETF https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03454.html https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03454.html Wed, 21 Feb 2018 00:00:00 -0800 2018-03454 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03454.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Temporarily Amend Rule 11.23(d)(2)(E) Relating to the Halt Auction Collar for a Halt Auction for REX VolMAXX Short Weekly Futures Strategy ETF https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03453.html https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03453.html Wed, 21 Feb 2018 00:00:00 -0800 2018-03453 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03453.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend INET Port Fees at Section II, C To Indicate Those Fees Are Not Prorated https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03452.html https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03452.html Wed, 21 Feb 2018 00:00:00 -0800 2018-03452 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03452.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Port Fees https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03451.html https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03451.html Wed, 21 Feb 2018 00:00:00 -0800 2018-03451 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03451.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's INET Port Fees To Indicate That Those Fees Are Prorated https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03450.html https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03450.html Wed, 21 Feb 2018 00:00:00 -0800 2018-03450 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03450.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03449.html https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03449.html Wed, 21 Feb 2018 00:00:00 -0800 2018-03449 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03449.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03448.html https://regulations.justia.com/regulations/fedreg/2018/02/21/2018-03448.html Wed, 21 Feb 2018 00:00:00 -0800 2018-03448 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-21/pdf/2018-03448.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03467.html https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03467.html Tue, 20 Feb 2018 00:00:00 -0800 2018-03467 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03467.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List for Equity Transactions in Stocks With a Per Share Stock Price of $1.00 or More To Introduce a New Market at-the-Close and Limit at-the-Close Tier 3 https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03314.html https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03314.html Tue, 20 Feb 2018 00:00:00 -0800 2018-03314 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03314.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt BZX Rule 14.11(k) To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03313.html https://regulations.justia.com/regulations/fedreg/2018/02/20/2018-03313.html Tue, 20 Feb 2018 00:00:00 -0800 2018-03313 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-20/pdf/2018-03313.pdf