<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/02/14?registers=between Sun, 22 Dec 2024 14:40:34 -0800 Sun, 22 Dec 2024 14:40:34 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/02/14?registers=between Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the By-Laws and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02987.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02987.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02987 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02987.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02986.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02986.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02986 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02986.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Amend the By-Laws and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02985.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02985.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02985 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02985.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend the By-Laws https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02984.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02984.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02984 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02984.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02983.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02983.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02983 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02983.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02982.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02982.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02982 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02982.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Permit the Listing and Trading of NQX Index Options on a Pilot Basis https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02981.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02981.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02981 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02981.pdf Notice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02980.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02980.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02980 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02980.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02979.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02979.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02979 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02979.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Restore the Timeframe for Processing Credit Post-Payable Adjustments https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02978.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02978.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02978 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02978.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Order Approving Proposed Rule Change To Amend Procedures in the DTC Settlement Service Guide Relating to the Intra-Month Collection of Required Participants Fund Deposits https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02977.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02977.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02977 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02977.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Fees and Charges https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02976.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02976.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02976 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02976.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02975.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02975.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02975 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02975.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to Amendments to the ICE Clear Europe Collateral and Haircut Policy https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02974.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02974.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02974 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02974.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Related to the Options Clearing Corporation's Margin Policy https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02973.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02973.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02973 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02973.pdf Notice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Options Clearing Corporation's Schedule of Fees https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02972.html https://regulations.justia.com/regulations/fedreg/2018/02/14/2018-02972.html Wed, 14 Feb 2018 00:00:00 -0800 2018-02972 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-02-14/pdf/2018-02972.pdf