<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/30?registers=between Tue, 15 Jul 2025 15:16:24 -0700 Tue, 15 Jul 2025 15:16:24 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/30?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01902.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01902.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01902 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01902.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01693.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01693.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01693 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01693.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01692.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01692.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01692 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01692.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Extension of the Review Period of an Advance Notice To Amend the Loss Allocation Rules and Make Other Changes https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01691.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01691.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01691 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01691.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice To Adopt a Recovery & Wind-down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01690.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01690.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01690 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01690.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01689.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01689.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01689 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01689.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Extension of the Review Period of an Advance Notice To Adopt a Recovery & Wind-Down Plan and Related Rules https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01688.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01688.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01688 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01688.pdf Rule - Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01681.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01681.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01681 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01681.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Industry Essentials Examination https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01678.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01678.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01678 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01678.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate and Amend Rule 1080(l) https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01677.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01677.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01677 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01677.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Fee Policy https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01676.html https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01676.html Tue, 30 Jan 2018 00:00:00 -0800 2018-01676 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01676.pdf