Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/30?limit=200&registers=between&mode=atom 2024-05-21T20:38:30-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01902.html Notice - Sunshine Act Meetings 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01902 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01902.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01693.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice To Amend the Loss Allocation Rules and Make Other Changes 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01693 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01693.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01692.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice To Amend the Loss Allocation Rules and Make Other Changes 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01692 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01692.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01691.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Extension of the Review Period of an Advance Notice To Amend the Loss Allocation Rules and Make Other Changes 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01691 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01691.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01690.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice To Adopt a Recovery & Wind-down Plan and Related Rules 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01690 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01690.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01689.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Extension of the Review Period of an Advance Notice To Adopt a Recovery & Wind-Down Plan and Related Rules 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01689 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01689.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01688.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Extension of the Review Period of an Advance Notice To Adopt a Recovery & Wind-Down Plan and Related Rules 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01688 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01688.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01681.html Rule - Amendments to Forms and Schedules To Remove Voluntary Provision of Social Security Numbers 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01681 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01681.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01678.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the New Securities Industry Essentials Examination 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01678 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01678.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01677.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate and Amend Rule 1080(l) 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01677 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01677.pdf https://regulations.justia.com/regulations/fedreg/2018/01/30/2018-01676.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Fee Policy 2018-01-30T00:00:00-08:00 2018-01-30T00:00:00-08:00 2018-01676 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-30/pdf/2018-01676.pdf