<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/29?registers=between Wed, 16 Jul 2025 00:20:45 -0700 Wed, 16 Jul 2025 00:20:45 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/29?registers=between Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01603.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01603.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01603 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01603.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01602.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01602.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01602 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01602.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01601.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01601.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01601 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01601.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01600.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01600.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01600 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01600.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01599.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01599.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01599 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01599.pdf Notice - Salt Financial, LLC, et al. https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01549.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01549.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01549 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01549.pdf Notice - Northern Lights Fund Trust and Pacific Financial Group, LLC https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01548.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01548.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01548 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01548.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter IV, Section 3 https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01542.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01542.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01542 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01542.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Criteria for Listing Underlying Securities https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01541.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01541.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01541 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01541.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 502 https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01540.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01540.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01540 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01540.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt LCH SA's Wind Down Plan https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01539.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01539.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01539 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01539.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt LCH SA's Recovery Plan https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01537.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01537.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01537 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01537.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VIII of the Exchange's Pricing Schedule https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01536.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01536.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01536 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01536.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess Fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port Connectivity https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01535.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01535.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01535 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01535.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees at Rule 7023 https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01534.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01534.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01534 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01534.pdf Notice - Order Granting Limited Exemptions From Rules 101 and 102 of Regulation M in Connection With Distributions of AT1 Contingent Convertible Securities Pursuant to Rules 101(d) and 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01531.html https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01531.html Mon, 29 Jan 2018 00:00:00 -0800 2018-01531 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01531.pdf