Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/29?limit=200&registers=between&mode=atom 2024-12-22T12:34:10-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01603.html Notice - Submission for OMB Review; Comment Request 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01603 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01603.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01602.html Notice - Submission for OMB Review; Comment Request 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01602 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01602.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01601.html Notice - Proposed Collection; Comment Request 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01601 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01601.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01600.html Notice - Proposed Collection; Comment Request 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01600 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01600.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01599.html Notice - Submission for OMB Review; Comment Request 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01599 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01599.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01549.html Notice - Salt Financial, LLC, et al. 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01549 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01549.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01548.html Notice - Northern Lights Fund Trust and Pacific Financial Group, LLC 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01548 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01548.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01542.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter IV, Section 3 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01542 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01542.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01541.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Criteria for Listing Underlying Securities 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01541 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01541.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01540.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 502 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01540 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01540.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01539.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt LCH SA's Wind Down Plan 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01539 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01539.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01537.html Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Adopt LCH SA's Recovery Plan 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01537 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01537.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01536.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VIII of the Exchange's Pricing Schedule 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01536 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01536.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01535.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess Fees for OTTO Port, CTI Port, FIX Port, FIX Drop Port and Disaster Recovery Port Connectivity 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01535 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01535.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01534.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fees at Rule 7023 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01534 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01534.pdf https://regulations.justia.com/regulations/fedreg/2018/01/29/2018-01531.html Notice - Order Granting Limited Exemptions From Rules 101 and 102 of Regulation M in Connection With Distributions of AT1 Contingent Convertible Securities Pursuant to Rules 101(d) and 102(e) of Regulation M 2018-01-29T00:00:00-08:00 2018-01-29T00:00:00-08:00 2018-01531 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-29/pdf/2018-01531.pdf