<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/23?registers=between Sun, 22 Dec 2024 12:27:32 -0800 Sun, 22 Dec 2024 12:27:32 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/23?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01294.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01294.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01294 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01294.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; International Securities Exchange, LLC; Investors Exchange LLC; Miami International Securities Exchange LLC; MIAX PEARL, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; NASDAQ PHLX LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC; Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, To Eliminate Requirements That Will Be Duplicative of CAT https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01095.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01095.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01095 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01095.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01094.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01094.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01094 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01094.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce Cboe Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01093.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01093.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01093 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01093.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01092.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01092.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01092 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01092.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01091.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01091.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01091 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01091.pdf Notice - Self-Regulatory Organizations; CBOE EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01090.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01090.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01090 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01090.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01089.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01089.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01089 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01089.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01088.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01088.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01088 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01088.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Orders https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01087.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01087.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01087 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01087.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Harmonize the Definition of Non-Professional User in Its Fee Schedule With That of Its Affiliates https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01086.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01086.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01086 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01086.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01071.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01071.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01071 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01071.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Enhanced and New Tools for Recovery Scenarios https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01070.html https://regulations.justia.com/regulations/fedreg/2018/01/23/2018-01070.html Tue, 23 Jan 2018 00:00:00 -0800 2018-01070 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-23/pdf/2018-01070.pdf