<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/22?registers=between Sun, 22 Dec 2024 12:38:02 -0800 Sun, 22 Dec 2024 12:38:02 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/22?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-01164.html https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-01164.html Mon, 22 Jan 2018 00:00:00 -0800 2018-01164 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-22/pdf/2018-01164.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 907.00 of the Exchange's Listed Company Manual https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-00977.html https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-00977.html Mon, 22 Jan 2018 00:00:00 -0800 2018-00977 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-22/pdf/2018-00977.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Relocate Price Improvement XL Rule https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-00976.html https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-00976.html Mon, 22 Jan 2018 00:00:00 -0800 2018-00976 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-22/pdf/2018-00976.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.31-E Relating to Mid-Point Liquidity Orders and the Minimum Trade Size Modifier and Rule 7.36-E To Add a Definition of “Aggressing Order” https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-00975.html https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-00975.html Mon, 22 Jan 2018 00:00:00 -0800 2018-00975 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-22/pdf/2018-00975.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc. (n/k/a Cboe BYX Exchange, Inc.), Bats BZX Exchange, Inc. (n/k/a Cboe BZX Exchange, Inc.), Bats EDGA Exchange, Inc. (n/k/a Cboe EDGA Exchange, Inc.), Bats EDGX Exchange, Inc. (n/k/a Cboe EDGX Exchange, Inc.), BOX Options Exchange LLC, C2 Options Exchange, Incorporated (n/k/a Cboe C2 Options Exchange, Inc.), Chicago Board Options Exchange, Incorporated (n/k/a Cboe Exchange, Inc.), Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors' Exchange LLC, Miami International Securities Exchange, LLC, MIAX PEARL, LLC, Nasdaq BX, Inc., Nasdaq GEMX, LLC, Nasdaq ISE, LLC, Nasdaq MRX, LLC, Nasdaq PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE Arca, Inc. and NYSE MKT LLC (n/k/a NYSE American LLC); Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, To Establish Fees for Industry Members To Fund the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-00974.html https://regulations.justia.com/regulations/fedreg/2018/01/22/2018-00974.html Mon, 22 Jan 2018 00:00:00 -0800 2018-00974 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-22/pdf/2018-00974.pdf