<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/19?registers=between Tue, 21 May 2024 23:25:35 -0700 Tue, 21 May 2024 23:25:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/19?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Concerning The Options Clearing Corporation's Adoption of a New Minimum Cash Requirement for the Clearing Fund https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00858.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00858.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00858 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00858.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00857.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00857.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00857 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00857.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Pricing for NDXP https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00856.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00856.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00856 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00856.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Order Approving a Proposed Rule Change To Amend Rule 971.1NY To Amend the Duration of a Customer Best Execution Auction https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00855.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00855.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00855 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00855.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Wind Down Framework and Plan (the “Wind-Down Plan” or the “Plan”), as Most Recently Amended https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00854.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00854.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00854 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00854.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Proposed Rule Change, Security-Based Swap Submission or Advance Notice Relating to the ICE Clear Europe Recovery Plan https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00853.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00853.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00853 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00853.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fee Schedule at Chapter IX https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00852.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00852.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00852 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00852.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of a Proposed Rule Change To Enhance the Calculation of the Volatility Component of the Clearing Fund Formula That Utilizes a Parametric Value-at-Risk Model and Eliminate the Market Maker Domination Charge https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00851.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00851.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00851 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00851.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Transaction Credits at Rule 7018(a) https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00850.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00850.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00850 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00850.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 6, To List and Trade Shares of the JPMorgan Long/Short ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00849.html https://regulations.justia.com/regulations/fedreg/2018/01/19/2018-00849.html Fri, 19 Jan 2018 00:00:00 -0800 2018-00849 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-19/pdf/2018-00849.pdf