<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/17?registers=between Tue, 19 Aug 2025 21:47:27 -0700 Tue, 19 Aug 2025 21:47:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/17?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00739.html https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00739.html Wed, 17 Jan 2018 00:00:00 -0800 2018-00739 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-17/pdf/2018-00739.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00738.html https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00738.html Wed, 17 Jan 2018 00:00:00 -0800 2018-00738 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-17/pdf/2018-00738.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00645.html https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00645.html Wed, 17 Jan 2018 00:00:00 -0800 2018-00645 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-17/pdf/2018-00645.pdf Notice - Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2018 https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00642.html https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00642.html Wed, 17 Jan 2018 00:00:00 -0800 2018-00642 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-17/pdf/2018-00642.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate Transitional Rules That Have Expired Related to Compensation Committee Listing Standards https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00636.html https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00636.html Wed, 17 Jan 2018 00:00:00 -0800 2018-00636 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-17/pdf/2018-00636.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps) https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00635.html https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00635.html Wed, 17 Jan 2018 00:00:00 -0800 2018-00635 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-17/pdf/2018-00635.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add a New Rule 6200 To Codify Participant Risk Settings in the Exchange's Trading System (as Set Forth in a Proposed IM-6200-1) and To Authorize the Exchange To Share Those Settings With the Clearing Member That Clears Transactions on Behalf of the Participant https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00634.html https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00634.html Wed, 17 Jan 2018 00:00:00 -0800 2018-00634 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-17/pdf/2018-00634.pdf Notice - The Guardian Insurance & Annuity Company, Inc., et al. https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00626.html https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00626.html Wed, 17 Jan 2018 00:00:00 -0800 2018-00626 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-17/pdf/2018-00626.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00625.html https://regulations.justia.com/regulations/fedreg/2018/01/17/2018-00625.html Wed, 17 Jan 2018 00:00:00 -0800 2018-00625 Rule https://www.gpo.gov/fdsys/pkg/FR-2018-01-17/pdf/2018-00625.pdf