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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/16?registers=between
Thu, 17 Jul 2025 15:10:12 -0700Thu, 17 Jul 2025 15:10:12 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/16?registers=between
Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing on Nasdaq Capital Market, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00535.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00535.htmlTue, 16 Jan 2018 00:00:00 -08002018-00535Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00535.pdfNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00534.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00534.htmlTue, 16 Jan 2018 00:00:00 -08002018-00534Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00534.pdfNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Cboe Vest S&P 500® Dividend Aristocrats® Target Income Index ETF Under the ETF Series Solutions Trust Under Rule 14.11(c)(3)
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00533.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00533.htmlTue, 16 Jan 2018 00:00:00 -08002018-00533Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00533.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the BZX Depth Market Data Product
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00532.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00532.htmlTue, 16 Jan 2018 00:00:00 -08002018-00532Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00532.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Order Granting Approval of a Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00531.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00531.htmlTue, 16 Jan 2018 00:00:00 -08002018-00531Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00531.pdfNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Model Risk Management Policy
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00530.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00530.htmlTue, 16 Jan 2018 00:00:00 -08002018-00530Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00530.pdfNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Price Level Protection Rule
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00529.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00529.htmlTue, 16 Jan 2018 00:00:00 -08002018-00529Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00529.pdfNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the BYX Depth Market Data Product
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00528.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00528.htmlTue, 16 Jan 2018 00:00:00 -08002018-00528Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00528.pdfNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend a Cross-Reference in Rule 1017 (Openings in Options)
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00527.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00527.htmlTue, 16 Jan 2018 00:00:00 -08002018-00527Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00527.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the EDGX Depth Market Data Product
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00526.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00526.htmlTue, 16 Jan 2018 00:00:00 -08002018-00526Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00526.pdfNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for the EDGA Depth Market Data Product
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00525.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00525.htmlTue, 16 Jan 2018 00:00:00 -08002018-00525Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00525.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7037
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00524.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00524.htmlTue, 16 Jan 2018 00:00:00 -08002018-00524Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00524.pdfNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Chapter V, Section H, Entitled “Nasdaq GEMX Trades Feed”
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00523.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00523.htmlTue, 16 Jan 2018 00:00:00 -08002018-00523Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00523.pdfNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Schedule of Fees at Chapter VIII, Section J, Entitled “Nasdaq ISE Trades Feed”
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00522.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00522.htmlTue, 16 Jan 2018 00:00:00 -08002018-00522Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00522.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00514.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00514.htmlTue, 16 Jan 2018 00:00:00 -08002018-00514Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00514.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00504.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00504.htmlTue, 16 Jan 2018 00:00:00 -08002018-00504Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00504.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00503.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00503.htmlTue, 16 Jan 2018 00:00:00 -08002018-00503Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00503.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00502.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00502.htmlTue, 16 Jan 2018 00:00:00 -08002018-00502Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00502.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00501.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00501.htmlTue, 16 Jan 2018 00:00:00 -08002018-00501Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00501.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00500.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00500.htmlTue, 16 Jan 2018 00:00:00 -08002018-00500Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00500.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00499.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00499.htmlTue, 16 Jan 2018 00:00:00 -08002018-00499Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00499.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00498.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00498.htmlTue, 16 Jan 2018 00:00:00 -08002018-00498Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00498.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00497.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00497.htmlTue, 16 Jan 2018 00:00:00 -08002018-00497Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00497.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00496.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00496.htmlTue, 16 Jan 2018 00:00:00 -08002018-00496Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00496.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00495.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00495.htmlTue, 16 Jan 2018 00:00:00 -08002018-00495Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00495.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00494.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00494.htmlTue, 16 Jan 2018 00:00:00 -08002018-00494Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00494.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00493.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00493.htmlTue, 16 Jan 2018 00:00:00 -08002018-00493Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00493.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00492.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00492.htmlTue, 16 Jan 2018 00:00:00 -08002018-00492Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00492.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00491.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00491.htmlTue, 16 Jan 2018 00:00:00 -08002018-00491Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00491.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00490.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00490.htmlTue, 16 Jan 2018 00:00:00 -08002018-00490Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00490.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00489.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00489.htmlTue, 16 Jan 2018 00:00:00 -08002018-00489Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00489.pdfRule - Treatment of Certain Communications Involving Security-Based Swaps That May Be Purchased Only by Eligible Contract Participants
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00347.html
https://regulations.justia.com/regulations/fedreg/2018/01/16/2018-00347.htmlTue, 16 Jan 2018 00:00:00 -08002018-00347Rulehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-16/pdf/2018-00347.pdf