<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/09?registers=between
Mon, 14 Jul 2025 13:48:57 -0700Mon, 14 Jul 2025 13:48:57 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/09?registers=between
Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00214.html
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00214.htmlTue, 09 Jan 2018 00:00:00 -08002018-00214Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-09/pdf/2018-00214.pdfNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Forty-First Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00168.html
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00168.htmlTue, 09 Jan 2018 00:00:00 -08002018-00168Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-09/pdf/2018-00168.pdfNotice - Guggenheim Credit Income Fund, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00162.html
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00162.htmlTue, 09 Jan 2018 00:00:00 -08002018-00162Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-09/pdf/2018-00162.pdfNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Western Asset Total Return ETF
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00161.html
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00161.htmlTue, 09 Jan 2018 00:00:00 -08002018-00161Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-09/pdf/2018-00161.pdfNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Risk Controls and Modify Rules 21.1, 21.10, and 21.17 in Connection With Technology Migration of Cboe Exchanges
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00160.html
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00160.htmlTue, 09 Jan 2018 00:00:00 -08002018-00160Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-09/pdf/2018-00160.pdfNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Amend Procedures in the DTC Settlement Service Guide Relating to the Intra-Month Collection of Required Participants Fund Deposits
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00159.html
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00159.htmlTue, 09 Jan 2018 00:00:00 -08002018-00159Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-09/pdf/2018-00159.pdfNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Risk Controls and Modify Rules 21.1, 21.10, and 21.17 in Connection With Technology Migration of Cboe Exchanges
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00158.html
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00158.htmlTue, 09 Jan 2018 00:00:00 -08002018-00158Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-09/pdf/2018-00158.pdfNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Optional IEX Aggregate Risk Controls Mechanism
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00157.html
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00157.htmlTue, 09 Jan 2018 00:00:00 -08002018-00157Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-09/pdf/2018-00157.pdfNotice - Northern Lights Fund Trust and AlphaCore Capital, LLC
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00156.html
https://regulations.justia.com/regulations/fedreg/2018/01/09/2018-00156.htmlTue, 09 Jan 2018 00:00:00 -08002018-00156Noticehttps://www.gpo.gov/fdsys/pkg/FR-2018-01-09/pdf/2018-00156.pdf