<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/04?registers=between Thu, 16 May 2024 20:38:16 -0700 Thu, 16 May 2024 20:38:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/04?registers=between Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28495.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28495.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28495 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28495.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28494.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28494.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28494 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28494.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Rules and Procedures for Indirect Clearing https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28493.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28493.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28493 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28493.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Granting Accelerated Approval of a Proposed Rule Change Relating to the Implementation of the Markets in Financial Instruments Regulation https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28492.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28492.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28492 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28492.pdf Notice - Notice of Applications for Deregistration Under the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28488.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28488.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28488 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28488.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Waive New Firm Application Fees for Applicants Seeking Only To Obtain a Bond Trading License for 2018 and Waive the BTL Fee for 2018 https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28440.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28440.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28440 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28440.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the REX Bitcoin Strategy ETF and the REX Short Bitcoin Strategy ETF, Each a Series of the Exchange Listed Funds Trust, Under Rule 14.11(i), Managed Fund Shares https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28439.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28439.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28439 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28439.pdf Notice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Market Data Fees https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28438.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28438.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28438 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28438.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe Clearing Procedures for the Exercise of F&O Options Contracts https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28437.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28437.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28437 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28437.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 5050 To Extend the Pilot Program That Lists RealDay Options (“RealDay Pilot Program”) https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28436.html https://regulations.justia.com/regulations/fedreg/2018/01/04/2017-28436.html Thu, 04 Jan 2018 00:00:00 -0800 2017-28436 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-04/pdf/2017-28436.pdf