<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/02?registers=between Tue, 15 Jul 2025 11:02:38 -0700 Tue, 15 Jul 2025 11:02:38 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2018/01/02?registers=between Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2018/01/02/C1-2017-26995.html https://regulations.justia.com/regulations/fedreg/2018/01/02/C1-2017-26995.html Tue, 02 Jan 2018 00:00:00 -0800 C1-2017-26995 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/C1-2017-26995.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to the Displayed Match Fee https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28311.html https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28311.html Tue, 02 Jan 2018 00:00:00 -0800 2017-28311 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28311.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Reinhart Intermediate Bond NextShares Fund https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28310.html https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28310.html Tue, 02 Jan 2018 00:00:00 -0800 2017-28310 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28310.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule To Adjust the QOO Order Rebate https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28309.html https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28309.html Tue, 02 Jan 2018 00:00:00 -0800 2017-28309 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28309.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the CDSClear Fee Grid for All Accounts Structures https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28308.html https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28308.html Tue, 02 Jan 2018 00:00:00 -0800 2017-28308 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28308.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Modify the ICE Clear Europe Limited Collateral and Haircut Policy https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28307.html https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28307.html Tue, 02 Jan 2018 00:00:00 -0800 2017-28307 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28307.pdf Notice - Oppenheimer Capital Appreciation Fund et al.; Application https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28299.html https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28299.html Tue, 02 Jan 2018 00:00:00 -0800 2017-28299 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28299.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 991 https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28229.html https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28229.html Tue, 02 Jan 2018 00:00:00 -0800 2017-28229 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28229.pdf Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe BZX Exchange, Inc. Equity Options Platform https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28228.html https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28228.html Tue, 02 Jan 2018 00:00:00 -0800 2017-28228 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28228.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Advance Notice To Increase the Authorized Amount Under the Prefunded Liquidity Program https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28221.html https://regulations.justia.com/regulations/fedreg/2018/01/02/2017-28221.html Tue, 02 Jan 2018 00:00:00 -0800 2017-28221 Notice https://www.gpo.gov/fdsys/pkg/FR-2018-01-02/pdf/2017-28221.pdf