Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/12?limit=200®isters=between&min-day=1&max-day=31&mode=atom2024-04-17T19:35:25-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/12/29/2017-28166.htmlNotice - Validea Capital Management, LLC, et al.; Notice of Application2017-12-29T00:00:00-08:002017-12-29T00:00:00-08:002017-28166Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-29/pdf/2017-28166.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28082.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change To Amend Rule 6.56 To Include Procedures for Multi-Leg Positions2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28082Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28082.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28081.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Clarify the Market Maker Plus Program2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28081Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28081.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28080.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 612, Aggregate Risk Manager (ARM) and Rule 518, Complex Orders2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28080Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28080.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28079.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rule 510 To Extend the Penny Pilot Program2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28079Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28079.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28078.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1, and Order Granting Approval on an Accelerated Basis of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 3, to List and Trade of Shares of the Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .022017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28078Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28078.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28077.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28077Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28077.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28076.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF, a Series of the iShares U.S. ETF Trust, Under Rule 14.11(i), Managed Fund Shares2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28076Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28076.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28002.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the Innovator S&P 500 15% Shield Strategy ETF Series, Innovator S&P 500 −5% to −35% Shield Strategy ETF Series, Innovator S&P 500 Enhance and 10% Shield Strategy ETF Series, and Innovator S&P 500 Ultra Strategy ETF Series Under Rule 14.11(i)2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28002Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28002.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28001.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate the Development Fees From the Mortgage-Backed Securities Division Clearing Rules2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28001Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28001.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-28000.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules Relating to Investment Company Units, Index-Linked Securities and Managed Trust Securities2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-28000Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-28000.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27999.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.5, Minimum Increments, To Extend the Penny Pilot Program2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-27999Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27999.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27998.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the LHA Market State® Tactical U.S. Equity ETF, a Series of the ETF Series Solutions, Under Rule 14.11(i), Managed Fund Shares2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-27998Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27998.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27997.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Filing of Amendment No. 4, Notice of Filing Amendment No. 5, Notice of Filing Amendment No. 6, and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendment Nos. 1, 3 and 6, To Adopt the Clearing Agency Liquidity Risk Management Framework2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-27997Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27997.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27996.htmlNotice - Self-Regulatory Organizations; C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.4, Minimum Increments for Bids and Offers, To Extend the Penny Pilot Program2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-27996Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27996.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27995.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 6.42, Minimum Increments for Bids and Offers, To Extend the Penny Pilot Program2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-27995Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27995.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27994.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt NYSE Arca Rule 8.900-E To Permit Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Rule 8.900-E2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-27994Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27994.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27993.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Perth Mint Physical Gold ETF Trust Under NYSE Arca Rule 8.201-E2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-27993Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27993.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27990.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Order Declaring Effective a Minor Rule Violation Plan2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-27990Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27990.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/28/2017-27989.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Order Declaring Effective a Minor Rule Violation Plan2017-12-28T00:00:00-08:002017-12-28T00:00:00-08:002017-27989Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-28/pdf/2017-27989.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/27/2017-27832.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Proposed Changes to The Options Clearing Corporation's Margin Methodology2017-12-27T00:00:00-08:002017-12-27T00:00:00-08:002017-27832Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-27/pdf/2017-27832.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/27/2017-27831.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2017-12-27T00:00:00-08:002017-12-27T00:00:00-08:002017-27831Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-27/pdf/2017-27831.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/27/2017-27825.htmlNotice - TCG BDC, Inc., et al.2017-12-27T00:00:00-08:002017-12-27T00:00:00-08:002017-27825Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-27/pdf/2017-27825.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/27/2017-27807.htmlNotice - The Hartford Mutual Funds, Inc., et al.2017-12-27T00:00:00-08:002017-12-27T00:00:00-08:002017-27807Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-27/pdf/2017-27807.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27833.htmlNotice - Sunshine Act Meetings2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27833Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27833.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27740.htmlNotice - Submission for OMB Review; Comment Request2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27740Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27740.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27705.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing of Amendments No. 2 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Adopt the Clearing Agency Stress Testing Framework (Market Risk)2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27705Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27705.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27704.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27704Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27704.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27703.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27703Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27703.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27702.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27702Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27702.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27701.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27701Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27701.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27700.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 1000 and Commentary .11 to Rule 10122017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27700Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27700.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27699.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of NQX Index Options2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27699Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27699.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27698.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27698Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27698.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27697.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27697Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27697.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27696.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27696Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27696.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27695.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Margin Policy2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27695Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27695.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27694.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27694Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27694.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27693.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 20182017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27693Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27693.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27692.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27692Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27692.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27691.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27691Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27691.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27690.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .022017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27690Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27690.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27689.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Type of MIAX Express Orders Interface Port Known as a MEO Purge Port and To Amend MIAX PEARL Rule 519C, Mass Cancellation of Trading Interest, To Adopt a New Purge Message, as Well as To Amend Its Fee Schedule To Identify the New MEO Purge Port2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27689Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27689.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27686.htmlNotice - BlackRock Capital Investment Corporation, et al.2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27686Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27686.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27649.htmlNotice - FQF Trust, et al.2017-12-26T00:00:00-08:002017-12-26T00:00:00-08:002017-27649Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27649.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27566.htmlNotice - Notice of Intention To Cancel Registrations of Certain Transfer Agents2017-12-22T00:00:00-08:002017-12-22T00:00:00-08:002017-27566Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27566.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27564.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 5.4, Withdrawal of Approval of Underlying Securities2017-12-22T00:00:00-08:002017-12-22T00:00:00-08:002017-27564Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27564.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27563.htmlNotice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Change Relating to Wrong Way Risk Margin2017-12-22T00:00:00-08:002017-12-22T00:00:00-08:002017-27563Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27563.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27562.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Decommission Extension Fee for Receipt of the NYSE Arca Integrated Feed Market Data Product2017-12-22T00:00:00-08:002017-12-22T00:00:00-08:002017-27562Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27562.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/22/2017-27561.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Adopt a Rebate for the NYSE BondsSM2017-12-22T00:00:00-08:002017-12-22T00:00:00-08:002017-27561Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-22/pdf/2017-27561.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27469.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Amendment No. 2, Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 and Granting Accelerated Approval of Amendment No. 2, of a Proposed Rule Change To Establish a Nonstandard Expirations Pilot Program2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27469Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27469.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27468.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the GraniteShares Palladium Trust Under NYSE Arca Rule 8.201-E2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27468Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27468.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27467.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 8.700E To Add Futures and Swaps on the EURO STOXX 50 Volatility Index to the Financial Instruments That an Issue of Managed Trust Securities May Hold2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27467Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27467.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27466.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Cboe BZX Exchange, Inc.; Cboe EDGA Exchange, Inc.; Cboe EDGX Exchange, Inc.; Order Granting Accelerated Approval of a Proposed Rule Change Relating to Its Director Nomination and Committee Appointment Process and Its Nominating and Governance Committee2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27466Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27466.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27465.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Cboe C2 Exchange, Inc.; Order Granting Accelerated Approval to a Proposed Rule Change Relating to Its Nominating and Governance Committee and Regulatory Oversight and Compliance Committee as Well as Its Director Nomination and Committee Appointment Process2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27465Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27465.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27464.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Allow Participants To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated During Pre-Market Hours2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27464Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27464.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27463.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the GraniteShares Silver Trust Under NYSE Arca Rule 8.201-E2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27463Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27463.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27461.htmlNotice - Submission for OMB Review; Comment Request2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27461Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27461.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27460.htmlNotice - Submission for OMB Review; Comment Request2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27460Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27460.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/21/2017-27444.htmlNotice - Fixed Income Market Structure Advisory Committee2017-12-21T00:00:00-08:002017-12-21T00:00:00-08:002017-27444Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-21/pdf/2017-27444.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27430.htmlNotice - Consulting Group Capital Markets Funds and Consulting Group Advisory Services LLC2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27430Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27430.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27351.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27351Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27351.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27350.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 19.6, Series of Options Contracts Open for Trading2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27350Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27350.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27349.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade the Common Shares of Beneficial Interest of the PowerShares Income Builder Portfolio, a Series of PowerShares Exchange-Traded Fund Trust II2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27349Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27349.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27348.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 4120 (Limit Up-Limit Down Plan and Trading Halts) To Reduce the Length of the “Display-Only Period” for the Initial Pricing on Nasdaq of a Security That Is the Subject of an Initial Public Offering2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27348Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27348.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27347.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27347Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27347.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27346.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 3002017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27346Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27346.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27345.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27345Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27345.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27344.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27344Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27344.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27343.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Specialist Obligations2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27343Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27343.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27342.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Proposed Amendments to MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27342Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27342.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27340.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Calculation of the Member Order Routing Program2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27340Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27340.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27339.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Market Access and Routing Subsidy Program2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27339Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27339.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27338.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Primary Market Maker Obligations2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27338Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27338.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/20/2017-27337.htmlNotice - Ausdal Financial Partners, Inc. and Ausdal Unit Investment Trust2017-12-20T00:00:00-08:002017-12-20T00:00:00-08:002017-27337Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-20/pdf/2017-27337.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27359.htmlNotice - Sunshine Act Meetings2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27359Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27359.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27314.htmlNotice - Submission for OMB Review; Comment Request2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27314Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27314.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27313.htmlNotice - Submission for OMB Review; Comment Request2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27313Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27313.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27236.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Wind Down Plan2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27236Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27236.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27235.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to LCH SA's Recovery Plan2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27235Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27235.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27234.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Adopt Rule 7600(i) To Allow Split-Price Transactions on the Trading Floor2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27234Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27234.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27233.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Chapter VIII of the Phlx Pricing Schedule To Waive Port Fees for New PSX Participants for a Limited Time2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27233Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27233.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27232.htmlNotice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Relating to the ICE Clear Europe Procyclicality Framework2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27232Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27232.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27231.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Counterparty Credit Risk Management Policy2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27231Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27231.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27230.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to The Options Clearing Corporation's Collateral Risk Management Policy2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27230Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27230.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27229.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Order Approving Proposed Rule Change Relating to The Options Clearing Corporation's Default Management Policy2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27229Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27229.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27228.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning Liquidity for Same Day Settlement2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27228Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27228.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/19/2017-27227.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fees Schedule2017-12-19T00:00:00-08:002017-12-19T00:00:00-08:002017-27227Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-19/pdf/2017-27227.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27153.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.8, Order Types2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27153Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27153.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27152.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.8, Order Types2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27152Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27152.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27151.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27151Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27151.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27150.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rule 11.9, Primary Pegged Order2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27150Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27150.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27149.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange Fees at Rules 7023, 7044, 7045 and 7048 To Withdraw Four Rarely-Purchased Products From Sale2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27149Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27149.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27148.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Permit the Listing and Trading of Managed Portfolio Shares; and To List and Trade Shares of the Following Under Proposed Rule 14.11(k): ClearBridge Appreciation ETF, ClearBridge Large Cap ETF, ClearBridge MidCap Growth ETF, ClearBridge Select ETF, and ClearBridge All Cap Value ETF2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27148Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27148.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27147.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Cboe EDGX Exchange, Inc. Equity Option Platform2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27147Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27147.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27146.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Relating to Co-Location Services To Implement a Fee Change for Fiber Cross Connects2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27146Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27146.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27145.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges Schedule and the NYSE Arca Equities Fees and Charges Schedule Relating to Co-location Services To Implement a Fee Change for Fiber Cross Connects2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27145Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27145.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27144.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule Relating to Co-location Services To Implement a Fee Change for Fiber Cross Connects2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27144Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27144.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/18/2017-27143.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To List and Trade Shares of Twelve Series of Investment Company Units Pursuant to NYSE Arca Rule 5.2-E(j)(3)2017-12-18T00:00:00-08:002017-12-18T00:00:00-08:002017-27143Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-18/pdf/2017-27143.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27112.htmlNotice - Self-Regulatory Organizations; the Options Clearing Corporation; Notice of No Objection to Advance Notice Concerning Liquidity for Same-Day Settlement2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27112Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27112.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27025.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27025Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27025.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27023.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27023Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27023.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27021.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27021Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27021.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27020.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27020Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27020.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27019.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27019Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27019.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27017.htmlNotice - Self-Regulatory Organizations, Miami International Securities Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27017Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27017.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27015.htmlNotice - Self-Regulatory Organizations; MIAX PEARL LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Amend the Fee Schedule2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27015Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27015.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27012.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Causeway International Value NextSharesTM2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27012Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27012.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27010.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 20182017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27010Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27010.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27005.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 112017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27005Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27005.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27004.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27004Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27004.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27003.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27003Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27003.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27002.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27002Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27002.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27001.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27001Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27001.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-27000.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-27000Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-27000.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26995.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26995Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26995.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26994.htmlNotice - Self-Regulatory Organizations; Cboe Exchange Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26994Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26994.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26993.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26993Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26993.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26992.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26992Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26992.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26991.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26991Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26991.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26990.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change Amending Consolidated Audit Trail Funding Fees2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26990Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26990.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26989.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26989Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26989.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26988.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 112017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26988Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26988.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/15/2017-26984.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Liquidity Program Until June 30, 20182017-12-15T00:00:00-08:002017-12-15T00:00:00-08:002017-26984Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-15/pdf/2017-26984.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27024.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27024Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27024.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27022.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change Amending the Consolidated Audit Trail Funding Fees2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27022Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27022.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27018.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27018Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27018.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27016.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Amend the Fee Schedule2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27016Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27016.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27014.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Amend the Fee Schedule2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27014Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27014.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27011.htmlNotice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27011Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27011.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27009.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 112017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27009Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27009.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27008.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 112017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27008Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27008.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27007.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 112017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27007Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27007.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-27006.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing of Amendment No. 2 to a Proposed Rule Change To Adopt Rule 7004 and Chapter XV, Section 112017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-27006Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-27006.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26996.htmlNotice - Self-Regulatory Organizations; Cboe BYX Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26996Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26996.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26982.htmlRule - Compliance Date for Form 10-D Hyperlink Requirements2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26982Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26982.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26922.htmlRule - Investment Company Reporting Modernization2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26922Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26922.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26919.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 to the Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26919Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26919.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26918.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change To Amend the Schedule of Fees and Assessments To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26918Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26918.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26917.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 to a Proposed Rule Change to Adopt a Fee Schedule to Establish the Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26917Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26917.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26916.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Exclude Options Overlying NDX From Several Pricing Programs2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26916Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26916.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26915.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the GraniteShares Platinum Trust Under NYSE Arca Rule 8.201-E2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26915Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26915.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26914.htmlNotice - Self-Regulatory Organizations; Cboe Futures Exchange, LLC; Notice of Filing of Proposed Rule Change Regarding CFE's New Trading System2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26914Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26914.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26913.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice, as Modified by Amendment No. 1, Concerning the Adoption of a New Minimum Cash Requirement for the Clearing Fund2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26913Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26913.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26912.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend the Exchange Rules To Make Permanent a Program That Allows Transactions To Take Place in Open Outcry Trading at Prices of at Least $0 But Less Than $1 per Option Contract (“Sub-Dollar Cabinet Trades”)2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26912Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26912.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26911.htmlNotice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for Exchange's Equity Trading Platform2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26911Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26911.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26910.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Chapter XV, Section 2(1)2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26910.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/14/2017-26909.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act2017-12-14T00:00:00-08:002017-12-14T00:00:00-08:002017-26909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-14/pdf/2017-26909.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26885.htmlNotice - PNC Capital Advisors, LLC; Notice of Application2017-12-13T00:00:00-08:002017-12-13T00:00:00-08:002017-26885Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26885.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26823.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Transaction Fees for the Exchange's Equity Platform2017-12-13T00:00:00-08:002017-12-13T00:00:00-08:002017-26823Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26823.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26822.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Related to a Comprehensive Risk Management Framework2017-12-13T00:00:00-08:002017-12-13T00:00:00-08:002017-26822Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26822.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26821.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Exchange's Retail Liquidity Program Until June 30, 20182017-12-13T00:00:00-08:002017-12-13T00:00:00-08:002017-26821Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26821.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26820.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Application of the Crossing Fee Cap2017-12-13T00:00:00-08:002017-12-13T00:00:00-08:002017-26820Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26820.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/13/2017-26818.htmlNotice - Joint Industry Plan; Order Approving the Fourth Amendment to the Plan for the Purpose of Developing and Implementing Procedures Designed To Facilitate the Listing and Trading of Standardized Options2017-12-13T00:00:00-08:002017-12-13T00:00:00-08:002017-26818Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-13/pdf/2017-26818.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26727.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Program Until June 30, 20182017-12-12T00:00:00-08:002017-12-12T00:00:00-08:002017-26727Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26727.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26700.htmlNotice - Calvert Research and Management and Calvert ETF Trust2017-12-12T00:00:00-08:002017-12-12T00:00:00-08:002017-26700Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26700.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26689.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Applicable to Its Equity Options Platform2017-12-12T00:00:00-08:002017-12-12T00:00:00-08:002017-26689Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26689.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26688.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services2017-12-12T00:00:00-08:002017-12-12T00:00:00-08:002017-26688Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26688.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26687.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending the NYSE Listed Company Manual To Modify Its Requirements With Respect to Delivery of Proxy Materials to the Exchange2017-12-12T00:00:00-08:002017-12-12T00:00:00-08:002017-26687Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26687.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26686.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change To Amend the NYSE American Equities Price List and the NYSE American Options Fee Schedule To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services2017-12-12T00:00:00-08:002017-12-12T00:00:00-08:002017-26686Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26686.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26685.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Price List To Modify the Fees Related to Four Bundles of Co-Location Services in Connection With the Exchange's Co-Location Services2017-12-12T00:00:00-08:002017-12-12T00:00:00-08:002017-26685Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26685.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/12/2017-26671.htmlNotice - Proposed Collection; Comment Request2017-12-12T00:00:00-08:002017-12-12T00:00:00-08:002017-26671Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-12/pdf/2017-26671.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26558.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Buffer Protect Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares2017-12-11T00:00:00-08:002017-12-11T00:00:00-08:002017-26558Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26558.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26557.htmlNotice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of a Series of the Cboe Vest S&P 500 Enhanced Growth Strategy ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares2017-12-11T00:00:00-08:002017-12-11T00:00:00-08:002017-26557Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26557.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26556.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 47592017-12-11T00:00:00-08:002017-12-11T00:00:00-08:002017-26556Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26556.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26555.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 33042017-12-11T00:00:00-08:002017-12-11T00:00:00-08:002017-26555Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26555.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/11/2017-26554.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Filing Concerning the Use of the Society of Worldwide Interbank Financial Telecommunication (“SWIFT”) Messaging Network in OCC's Cash Settlement Process2017-12-11T00:00:00-08:002017-12-11T00:00:00-08:002017-26554Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-11/pdf/2017-26554.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26459.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend Section 202.06 of the NYSE Listed Company Manual To Prohibit Listed Companies From Issuing Material News After the Official Closing Time for the Exchange's Trading Session Until the Earlier of Publication of Such Company's Official Closing Price on the Exchange or Five Minutes After the Official Closing Time2017-12-08T00:00:00-08:002017-12-08T00:00:00-08:002017-26459Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26459.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26450.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules To Delete Obsolete Cash Equities Rules That Are Not Applicable to Trading on the Pillar Trading Platform and To Delete Other Obsolete Rules2017-12-08T00:00:00-08:002017-12-08T00:00:00-08:002017-26450Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26450.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26449.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the ICC Stress Testing Framework and the ICC Liquidity Risk Management Framework2017-12-08T00:00:00-08:002017-12-08T00:00:00-08:002017-26449Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26449.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26448.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 47592017-12-08T00:00:00-08:002017-12-08T00:00:00-08:002017-26448Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26448.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26447.htmlNotice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 14.501(a)(4), 14.501(d), and 14.502(b) To Modify the Process IEX Would Follow When a Company Fails To Hold an Annual Meeting of Shareholders, and To Correct Three Nonsubstantive Typographical Errors in Rules 14.502(b) and 14.504(b)2017-12-08T00:00:00-08:002017-12-08T00:00:00-08:002017-26447Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26447.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/08/2017-26434.htmlNotice - CBOE Vest Financial, LLC, et al.; Notice of Application2017-12-08T00:00:00-08:002017-12-08T00:00:00-08:002017-26434Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-08/pdf/2017-26434.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26343.htmlNotice - Regents Park Funds, LLC and Two Roads Shared Trust2017-12-07T00:00:00-08:002017-12-07T00:00:00-08:002017-26343Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26343.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26321.htmlNotice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX PEARL Rules 517A, Aggregate Risk Manager for EEMs (“ARM-E”), and 517B, Aggregate Risk Manager for Market Makers (“ARM-M”)2017-12-07T00:00:00-08:002017-12-07T00:00:00-08:002017-26321Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26321.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26320.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing of Proposed Rule Change, Security-Based Swap Submission, or Advance Notice Relating to the Implementation of the Markets in Financial Instruments Regulation2017-12-07T00:00:00-08:002017-12-07T00:00:00-08:002017-26320Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26320.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26319.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Enhance the Process for Submitting and Accepting ETF Creations and Redemptions2017-12-07T00:00:00-08:002017-12-07T00:00:00-08:002017-26319Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26319.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26318.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period for the Retail Price Improvement Program Until June 30, 20182017-12-07T00:00:00-08:002017-12-07T00:00:00-08:002017-26318Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26318.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/07/2017-26317.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Order Approving a Proposed Rule Change Creating an Electronic-Only Order Type2017-12-07T00:00:00-08:002017-12-07T00:00:00-08:002017-26317Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-07/pdf/2017-26317.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26285.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program Until June 30, 20182017-12-06T00:00:00-08:002017-12-06T00:00:00-08:002017-26285Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26285.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26223.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Investment Objective and the Underlying Index for the Horizons S&P 500 Covered Call ETF2017-12-06T00:00:00-08:002017-12-06T00:00:00-08:002017-26223Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26223.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26222.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Trade Reporting Facility Limited Liability Company Agreements2017-12-06T00:00:00-08:002017-12-06T00:00:00-08:002017-26222Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26222.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26221.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fees for NYSE BBO and NYSE Trades To Lower the Enterprise Fee, and for NYSE BQT To Lower the Access Fee2017-12-06T00:00:00-08:002017-12-06T00:00:00-08:002017-26221Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26221.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/06/2017-26220.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Listed Company Manual for Special Purpose Acquisition Companies To Lower the Initial Holder Requirement From 300 to 150 Round Lot Holders and To Eliminate Completely the 300 Public Stockholders Continued Listing Requirement, To Require at Least $5 Million in Net Tangible Assets for Initial and Continued Listing, and To Impose a 30-Day Deadline To Demonstrate Compliance With the Initial Listing Requirements Following a Business Combination2017-12-06T00:00:00-08:002017-12-06T00:00:00-08:002017-26220Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-06/pdf/2017-26220.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26219.htmlNotice - Sunshine Act Meetings2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26219Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26219.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26130.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the JPMorgan Long/Short ETF Under NYSE Arca Rule 8.600-E2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26130Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26130.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26129.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the Nasdaq Rulebook2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26129Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26129.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26128.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the BX Rulebook2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26128Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26128.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26127.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the ISE Rulebook2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26127Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26127.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26126.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the MRX Rulebook2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26126Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26126.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26125.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the GEMX Rulebook2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26125Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26125.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26124.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(i)(D) of Rule 1012, Series of Options Open for Trading2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26124Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26124.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26123.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the Phlx Rulebook2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26123Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26123.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26122.htmlNotice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Amended, To Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, To Increase the Position Limits for Options on Certain Exchange Traded Products2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26122Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26122.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26121.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Brandes Value NextShares Fund2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26121Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26121.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26120.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Municipal Opportunities ETF Under NYSE Arca Rule 8.600-E2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26120Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26120.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26114.htmlNotice - American Century ETF Trust and American Century Investment Management, Inc.2017-12-05T00:00:00-08:002017-12-05T00:00:00-08:002017-26114Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26114.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/04/2017-25992.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Delay of Qualified Contingent Cross Order Functionalities2017-12-04T00:00:00-08:002017-12-04T00:00:00-08:002017-25992Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-04/pdf/2017-25992.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/04/2017-25991.htmlNotice - Self-Regulatory Organizations; Cboe C2 Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify How the Options Regulatory Fee is Assessed and Collected2017-12-04T00:00:00-08:002017-12-04T00:00:00-08:002017-25991Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-04/pdf/2017-25991.pdfhttps://regulations.justia.com/regulations/fedreg/2017/12/04/2017-25990.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change To Amend Rule 971.1NY To Amend the Duration of a Customer Best Execution Auction2017-12-04T00:00:00-08:002017-12-04T00:00:00-08:002017-25990Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-12-04/pdf/2017-25990.pdf