<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/12/26?registers=between Fri, 18 Jul 2025 13:26:56 -0700 Fri, 18 Jul 2025 13:26:56 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/12/26?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27833.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27833.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27833 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27833.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27740.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27740.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27740 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27740.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Filing of Amendments No. 2 and Order Granting Accelerated Approval of Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Adopt the Clearing Agency Stress Testing Framework (Market Risk) https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27705.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27705.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27705 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27705.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27704.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27704.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27704 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27704.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 6.72-O in Order To Extend the Penny Pilot in Options Classes https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27703.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27703.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27703 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27703.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27702.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27702.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27702 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27702.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27701.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27701.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27701 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27701.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 1000 and Commentary .11 to Rule 1012 https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27700.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27700.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27700 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27700.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing of Proposed Rule Change To Permit the Listing and Trading of NQX Index Options https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27699.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27699.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27699 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27699.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Commentary .02 to Rule 960NY in Order To Extend the Penny Pilot in Options Classes https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27698.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27698.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27698 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27698.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27697.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27697.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27697 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27697.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27696.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27696.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27696 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27696.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Related to The Options Clearing Corporation's Margin Policy https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27695.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27695.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27695 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27695.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 510 To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27694.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27694.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27694 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27694.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7260 by Extending the Penny Pilot Program Through June 30, 2018 https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27693.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27693.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27693 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27693.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning Updates to and Formalization of OCC's Recovery and Orderly Wind-Down Plan https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27692.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27692.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27692 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27692.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Concerning Enhanced and New Tools for Recovery Scenarios https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27691.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27691.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27691 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27691.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF Under NYSE Arca Rule 8.200-E, Commentary .02 https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27690.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27690.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27690 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27690.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a New Type of MIAX Express Orders Interface Port Known as a MEO Purge Port and To Amend MIAX PEARL Rule 519C, Mass Cancellation of Trading Interest, To Adopt a New Purge Message, as Well as To Amend Its Fee Schedule To Identify the New MEO Purge Port https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27689.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27689.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27689 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27689.pdf Notice - BlackRock Capital Investment Corporation, et al. https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27686.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27686.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27686 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27686.pdf Notice - FQF Trust, et al. https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27649.html https://regulations.justia.com/regulations/fedreg/2017/12/26/2017-27649.html Tue, 26 Dec 2017 00:00:00 -0800 2017-27649 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-26/pdf/2017-27649.pdf