<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/12/05?registers=between Thu, 02 May 2024 03:31:13 -0700 Thu, 02 May 2024 03:31:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/12/05?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26219.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26219.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26219 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26219.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the JPMorgan Long/Short ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26130.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26130.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26130 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26130.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the Nasdaq Rulebook https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26129.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26129.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26129 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26129.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the BX Rulebook https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26128.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26128.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26128 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26128.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the ISE Rulebook https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26127.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26127.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26127 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26127.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the MRX Rulebook https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26126.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26126.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26126 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26126.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the GEMX Rulebook https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26125.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26125.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26125 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26125.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section (a)(i)(D) of Rule 1012, Series of Options Open for Trading https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26124.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26124.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26124 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26124.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Shell Structure for the Phlx Rulebook https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26123.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26123.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26123 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26123.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Amended, To Amend Interpretation and Policy .07 of Exchange Rule 4.11, Position Limits, To Increase the Position Limits for Options on Certain Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26122.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26122.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26122 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26122.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing of Proposed Rule Change To List and Trade the Shares of the Brandes Value NextShares Fund https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26121.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26121.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26121 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26121.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, To List and Trade Shares of the Hartford Municipal Opportunities ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26120.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26120.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26120 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26120.pdf Notice - American Century ETF Trust and American Century Investment Management, Inc. https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26114.html https://regulations.justia.com/regulations/fedreg/2017/12/05/2017-26114.html Tue, 05 Dec 2017 00:00:00 -0800 2017-26114 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-12-05/pdf/2017-26114.pdf