<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/24?registers=between Fri, 03 May 2024 05:27:48 -0700 Fri, 03 May 2024 05:27:48 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/24?registers=between Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Directed Order Functionality https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25475.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25475.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25475 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25475.pdf Notice - Motley Fool Asset Management, LLC, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25359.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25359.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25359 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25359.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7300 https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25357.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25357.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25357 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25357.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend the Minimum Order Size for the Floor Broker Guarantee Provided in Rule 7600(f) https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25356.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25356.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25356 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25356.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 612, Aggregate Risk Manager (“ARM”) https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25355.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25355.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25355 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25355.pdf Notice - Self-Regulatory Organizations; LCH SA; Order Approving Proposed Rule Changes To Add Rules Related to the Clearing of Options on Index Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25354.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25354.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25354 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25354.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Introduce Bats Market Close, a Closing Match Process for Non-BZX Listed Securities Under New Exchange Rule 11.28 https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25353.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25353.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25353 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25353.pdf Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Cboe EDGX Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25352.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25352.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25352 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25352.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Sprott Physical Gold and Silver Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25347.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25347.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25347 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25347.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the CBOE S&P 500® Dividend Aristocrats® Target Income Index ETF Under the ETF Series Solutions Trust, Under Exchange Rule 14.11(c)(3), Index Fund Shares https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25346.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25346.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25346 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25346.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 7050 (Minimum Trading Increments) https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25345.html https://regulations.justia.com/regulations/fedreg/2017/11/24/2017-25345.html Fri, 24 Nov 2017 00:00:00 -0800 2017-25345 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-24/pdf/2017-25345.pdf