<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/21?registers=between Thu, 02 May 2024 16:37:12 -0700 Thu, 02 May 2024 16:37:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/21?registers=between Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving a Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25145.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25145.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25145 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25145.pdf Notice - Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Describe Functionality of and Adopt Fees for a New Front-End Order Entry and Management Platform https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25144.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25144.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25144 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25144.pdf Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.8, Order Types, To Clarify When a MidPoint Discretionary Order May Execute at Sub-Penny Prices https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25143.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25143.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25143 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25143.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Introduce the Intellicator Analytic Tool https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25142.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25142.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25142 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25142.pdf Notice - Self-Regulatory Organizations; NYSE National, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25141.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25141.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25141 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25141.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25140.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25140.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25140 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25140.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25139.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25139.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25139 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25139.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. To Make Them More Consistent With the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25138.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25138.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25138 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25138.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section 902.06 of the NYSE Listed Company Manual https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25137.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25137.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25137 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25137.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To List and Trade Shares of the JPMorgan Managed Futures ETF Under NYSE Arca Rule 8.600-E https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25136.html https://regulations.justia.com/regulations/fedreg/2017/11/21/2017-25136.html Tue, 21 Nov 2017 00:00:00 -0800 2017-25136 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-21/pdf/2017-25136.pdf