<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/20?registers=between Wed, 13 Aug 2025 06:07:14 -0700 Wed, 13 Aug 2025 06:07:14 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/20?registers=between Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of Specified Series of the Innovator Shield Strategy S&P 500 Monthly Index Series and Innovator Ultra Shield Strategy S&P 500 Monthly Index Series Under Rule 14.11(c)(3) https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25041.html https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25041.html Mon, 20 Nov 2017 00:00:00 -0800 2017-25041 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25041.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25040.html https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25040.html Mon, 20 Nov 2017 00:00:00 -0800 2017-25040 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25040.pdf Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7018 To Change the Amounts of Certain Credits for Entering Orders That Access Liquidity in the Exchange's Equities System https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25039.html https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25039.html Mon, 20 Nov 2017 00:00:00 -0800 2017-25039 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25039.pdf Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VIII of the Nasdaq PHLX LLC Pricing Schedule https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25038.html https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25038.html Mon, 20 Nov 2017 00:00:00 -0800 2017-25038 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25038.pdf Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7018 https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25037.html https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25037.html Mon, 20 Nov 2017 00:00:00 -0800 2017-25037 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25037.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc. https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25030.html https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25030.html Mon, 20 Nov 2017 00:00:00 -0800 2017-25030 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25030.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fortieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25028.html https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25028.html Mon, 20 Nov 2017 00:00:00 -0800 2017-25028 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25028.pdf Notice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Second Charges Amendment to the Second Restatement of the CTA Plan and the Thirteenth Charges Amendment to the Restated CQ Plan https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25027.html https://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25027.html Mon, 20 Nov 2017 00:00:00 -0800 2017-25027 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25027.pdf