Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/20?limit=200®isters=between&mode=atom2025-01-04T21:36:21-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25041.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change To List and Trade Shares of Specified Series of the Innovator Shield Strategy S&P 500 Monthly Index Series and Innovator Ultra Shield Strategy S&P 500 Monthly Index Series Under Rule 14.11(c)(3)2017-11-20T00:00:00-08:002017-11-20T00:00:00-08:002017-25041Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25041.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25040.htmlNotice - Self-Regulatory Organizations; LCH SA; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Margin Framework and Default Fund Methodology for Options on Index Credit Default Swaps2017-11-20T00:00:00-08:002017-11-20T00:00:00-08:002017-25040Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25040.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25039.htmlNotice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7018 To Change the Amounts of Certain Credits for Entering Orders That Access Liquidity in the Exchange's Equities System2017-11-20T00:00:00-08:002017-11-20T00:00:00-08:002017-25039Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25039.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25038.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Section VIII of the Nasdaq PHLX LLC Pricing Schedule2017-11-20T00:00:00-08:002017-11-20T00:00:00-08:002017-25038Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25038.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25037.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 70182017-11-20T00:00:00-08:002017-11-20T00:00:00-08:002017-25037Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25037.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25030.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing of Amendment No. 2 to Proposed Rule Change in Connection With the Proposed Transaction Involving CHX Holdings, Inc. and North America Casin Holdings, Inc.2017-11-20T00:00:00-08:002017-11-20T00:00:00-08:002017-25030Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25030.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25028.htmlNotice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fortieth Amendment to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis2017-11-20T00:00:00-08:002017-11-20T00:00:00-08:002017-25028Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25028.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/20/2017-25027.htmlNotice - Consolidated Tape Association; Notice of Filing and Immediate Effectiveness of the Twenty-Second Charges Amendment to the Second Restatement of the CTA Plan and the Thirteenth Charges Amendment to the Restated CQ Plan2017-11-20T00:00:00-08:002017-11-20T00:00:00-08:002017-25027Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-20/pdf/2017-25027.pdf