Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/17?limit=200&registers=between&mode=atom 2025-01-04T22:03:34-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24945.html Notice - Proposed Collection; Comment Request 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24945 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24945.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24939.html Notice - In the Matter of the Petitions of: Virtu Financial Inc. and Virtu Americas, LLC and Susquehanna International Group, et al.; Order Granting Motion To Substitute Parties and Motion for Extension of Time; Securities Exchange Act of 1934 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24939 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24939.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24938.html Notice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, To Amend NYSE Arca Rule 8.700-E and To List and Trade Shares of the ProShares European Volatility Futures ETF 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24938 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24938.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24937.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees at Rule 7036 To Withdraw the Nasdaq Market Analytics Data Package From Sale 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24937 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24937.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24936.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fees for Physical Ports as They Relate to the Exchange's Equity Options Platform 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24936 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24936.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24935.html Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change, Security Based Swap Submission, or Advance Notice Relating to Amendments to the ICE Clear Europe Collateral and Haircut Policy 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24935 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24935.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24934.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7014 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24934 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24934.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24933.html Notice - Self-Regulatory Organizations; Cboe EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fees for Physical Ports 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24933 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24933.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24932.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Its Fees for Physical Ports 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24932 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24932.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24931.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Options Pricing at Chapter XV, Section 2 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24931 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24931.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24930.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt Rules Pertaining to Certain Listing Regulatory Reporting and Operational Requirements 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24930 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24930.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24929.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Fees for Its Recently Adopted Functionality for the Handling of Complex Orders on Its Equity Options Platform 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24929 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24929.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24928.html Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 to Proposed Rule Change To Amend MSRB Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24928 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24928.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24920.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning Liquidity for Same-Day Settlement 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24920 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24920.pdf https://regulations.justia.com/regulations/fedreg/2017/11/17/2017-24919.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Advance Notice Concerning the Use of the Society of Worldwide Interbank Financial Telecommunication Messaging Network in OCC's Cash Settlement Process 2017-11-17T00:00:00-08:00 2017-11-17T00:00:00-08:00 2017-24919 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-17/pdf/2017-24919.pdf