Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/08?limit=200&registers=between&mode=atom 2024-04-27T12:04:52-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/11/08/2017-24257.html Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Order Approving Proposed Rule Changes To Adopt the Clearing Agency Securities Valuation Framework 2017-11-08T00:00:00-08:00 2017-11-08T00:00:00-08:00 2017-24257 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-08/pdf/2017-24257.pdf https://regulations.justia.com/regulations/fedreg/2017/11/08/2017-24256.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Approving Proposed Rule Changes To Amend Rules 1024, Conduct of Accounts for Options Trading, and 1025, Supervision of Accounts 2017-11-08T00:00:00-08:00 2017-11-08T00:00:00-08:00 2017-24256 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-08/pdf/2017-24256.pdf https://regulations.justia.com/regulations/fedreg/2017/11/08/2017-24255.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE Arca Rules 7.31-E and 7.35-E 2017-11-08T00:00:00-08:00 2017-11-08T00:00:00-08:00 2017-24255 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-08/pdf/2017-24255.pdf https://regulations.justia.com/regulations/fedreg/2017/11/08/2017-24254.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Fees at Rule 7058 2017-11-08T00:00:00-08:00 2017-11-08T00:00:00-08:00 2017-24254 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-08/pdf/2017-24254.pdf https://regulations.justia.com/regulations/fedreg/2017/11/08/2017-24253.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Price Improvement XL Auction 2017-11-08T00:00:00-08:00 2017-11-08T00:00:00-08:00 2017-24253 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-08/pdf/2017-24253.pdf https://regulations.justia.com/regulations/fedreg/2017/11/08/2017-24252.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2017-11-08T00:00:00-08:00 2017-11-08T00:00:00-08:00 2017-24252 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-08/pdf/2017-24252.pdf https://regulations.justia.com/regulations/fedreg/2017/11/08/2017-24251.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Incentive to the Market Access and Routing Subsidy Program 2017-11-08T00:00:00-08:00 2017-11-08T00:00:00-08:00 2017-24251 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-08/pdf/2017-24251.pdf