Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/06?limit=200&registers=between&mode=atom 2025-01-20T04:35:04-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24056.html Notice - Order Temporarily Exempting Certain Broker-Dealers From Specified Provisions of the Recordkeeping, Reporting, and Monitoring Responsibilities of Rule 13h-1 Under the Securities Exchange Act of 1934 2017-11-06T00:00:00-08:00 2017-11-06T00:00:00-08:00 2017-24056 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24056.pdf https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24051.html Notice - Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 20.6, Nullification and Adjustment of Options Transactions Including Obvious Errors 2017-11-06T00:00:00-08:00 2017-11-06T00:00:00-08:00 2017-24051 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24051.pdf https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24050.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 1614 2017-11-06T00:00:00-08:00 2017-11-06T00:00:00-08:00 2017-24050 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24050.pdf https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24049.html Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Special Segregation Account for a Participant or Pledgee That Is a Derivatives Clearing Organization or Futures Commission Merchant 2017-11-06T00:00:00-08:00 2017-11-06T00:00:00-08:00 2017-24049 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24049.pdf https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24048.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rule 6.210 Related to Ex-Dates for Securities Listed or Traded on the Exchange 2017-11-06T00:00:00-08:00 2017-11-06T00:00:00-08:00 2017-24048 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24048.pdf https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24047.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1 and 2, To List and Trade Shares of the Calvert Ultra-Short Duration Income NextSharesTM 2017-11-06T00:00:00-08:00 2017-11-06T00:00:00-08:00 2017-24047 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24047.pdf https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24046.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Amend Rule 4703(a) To Allow Members To Designate When an Order With a RTFY or SCAN Routing Order Attribute Will Be Activated 2017-11-06T00:00:00-08:00 2017-11-06T00:00:00-08:00 2017-24046 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24046.pdf https://regulations.justia.com/regulations/fedreg/2017/11/06/2017-24045.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Exchange Calculation of the Intraday Indicative Value for Specified Exchange-Traded Products 2017-11-06T00:00:00-08:00 2017-11-06T00:00:00-08:00 2017-24045 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-06/pdf/2017-24045.pdf