Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/03?limit=200&registers=between&mode=atom 2025-01-04T22:02:45-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/11/03/2017-23928.html Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify the Eligibility of Market Orders and Limit Orders With a Time-In-Force of DAY for a Volatility Auction Occurring Outside of Regular Market Hours 2017-11-03T00:00:00-07:00 2017-11-03T00:00:00-07:00 2017-23928 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-03/pdf/2017-23928.pdf https://regulations.justia.com/regulations/fedreg/2017/11/03/2017-23927.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name 2017-11-03T00:00:00-07:00 2017-11-03T00:00:00-07:00 2017-23927 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-03/pdf/2017-23927.pdf https://regulations.justia.com/regulations/fedreg/2017/11/03/2017-23926.html Notice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To add an Exception to Phlx Rule 1000(f)(iii) for Certain Floor Broker Transactions and add the Snapshot Functionality to the Options Floor Broker Management System 2017-11-03T00:00:00-07:00 2017-11-03T00:00:00-07:00 2017-23926 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-03/pdf/2017-23926.pdf https://regulations.justia.com/regulations/fedreg/2017/11/03/2017-23925.html Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name 2017-11-03T00:00:00-07:00 2017-11-03T00:00:00-07:00 2017-23925 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-03/pdf/2017-23925.pdf https://regulations.justia.com/regulations/fedreg/2017/11/03/2017-23924.html Notice - Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to Nasdaq Options Services 2017-11-03T00:00:00-07:00 2017-11-03T00:00:00-07:00 2017-23924 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-03/pdf/2017-23924.pdf https://regulations.justia.com/regulations/fedreg/2017/11/03/2017-23923.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Adopt NYSE Arca Equities Rule 8.900 To Permit Listing and Trading of Managed Portfolio Shares and To List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF Under Proposed NYSE Arca Equities Rule 8.900 2017-11-03T00:00:00-07:00 2017-11-03T00:00:00-07:00 2017-23923 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-03/pdf/2017-23923.pdf https://regulations.justia.com/regulations/fedreg/2017/11/03/2017-23922.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rules 700, 1322, and 517 2017-11-03T00:00:00-07:00 2017-11-03T00:00:00-07:00 2017-23922 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-03/pdf/2017-23922.pdf https://regulations.justia.com/regulations/fedreg/2017/11/03/2017-23920.html Notice - Horizon Technology Finance Corporation, et al. 2017-11-03T00:00:00-07:00 2017-11-03T00:00:00-07:00 2017-23920 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-03/pdf/2017-23920.pdf