Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/02?limit=200®isters=between&mode=atom2024-05-22T01:10:55-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23837.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-23837Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23837.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23832.htmlNotice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Optional Kill Switch Protection2017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-23832Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23832.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23831.htmlNotice - Self-Regulatory Organizations; Nasdaq PHLX LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Establish a Nonstandard Expirations Pilot Program on a Pilot Basis, for an Initial Period of Twelve Months From the Date of Approval of This Proposed Rule Change2017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-23831Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23831.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23830.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the Eaton Vance Oaktree Diversified Credit NextSharesTM2017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-23830Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23830.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23829.htmlNotice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove References to Nasdaq Options Services2017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-23829Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23829.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23828.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Optional Kill Switch Protection2017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-23828Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23828.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23827.htmlNotice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Optional Kill Switch Protection2017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-23827Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23827.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23826.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rule 7.10E To Exclude Trading Halt Auctions From Being Reviewed as Clearly Erroneous, Rule 7.11E To Conform to the Limit Up-Limit Down NMS Plan, Rule 7.31E To Add a New Imbalance Only Order, and Rule 7.35E To Enhance the Information Available Before an Auction and Revise Procedures for Trading Halt Auctions2017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-23826Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23826.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-23825.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 518 Relating to Derived Orders2017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-23825Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-23825.pdfhttps://regulations.justia.com/regulations/fedreg/2017/11/02/2017-22374.htmlProposed Rule - FAST Act Modernization and Simplification of Regulation S-K2017-11-02T00:00:00-07:002017-11-02T00:00:00-07:002017-22374Proposed Rulehttps://www.gpo.gov/fdsys/pkg/FR-2017-11-02/pdf/2017-22374.pdf