Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/11/01?limit=200&registers=between&mode=atom 2025-01-04T21:44:10-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23739.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23739 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23739.pdf https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23738.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fees Schedules, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23738 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23738.pdf https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23737.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fee Schedule, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23737 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23737.pdf https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23736.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Concerning Liquidity for Same Day Settlement 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23736 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23736.pdf https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23735.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Default Management Policy 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23735 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23735.pdf https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23734.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Remove References To Surrender Feature for Auto-Match Submissions in the Price Improvement Auction 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23734 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23734.pdf https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23733.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect in the Exchange's Governing Documents, Rulebook and Fee Schedule, a Non-Substantive Corporate Branding Change, Including Changes to the Company's Name, the Intermediate's Name, and the Exchange's Name 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23733 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23733.pdf https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23732.html Notice - Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Update Rule 21.1 To Adopt a New Time in Force Applicable to the Exchange's Equity Options Platform 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23732 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23732.pdf https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23731.html Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of Proposed Rule Change Related to The Options Clearing Corporation's Counterparty Credit Risk Management Policy 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23731 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23731.pdf https://regulations.justia.com/regulations/fedreg/2017/11/01/2017-23695.html Notice - The Relative Value Fund et al. 2017-11-01T00:00:00-07:00 2017-11-01T00:00:00-07:00 2017-23695 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-11-01/pdf/2017-23695.pdf