Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/31?limit=200®isters=between&mode=atom2024-05-04T18:06:51-07:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23670.htmlNotice - Fixed Income Market Structure Advisory Committee2017-10-31T00:00:00-07:002017-10-31T00:00:00-07:002017-23670Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23670.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23658.htmlNotice - Submission for OMB Review; Comment Request2017-10-31T00:00:00-07:002017-10-31T00:00:00-07:002017-23658Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23658.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23657.htmlNotice - Proposed Collection; Comment Request2017-10-31T00:00:00-07:002017-10-31T00:00:00-07:002017-23657Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23657.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23584.htmlNotice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Name Change2017-10-31T00:00:00-07:002017-10-31T00:00:00-07:002017-23584Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23584.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23583.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendments No. 2 and No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 2 and No. 3, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Rule 14.11(c)2017-10-31T00:00:00-07:002017-10-31T00:00:00-07:002017-23583Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23583.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23582.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E2017-10-31T00:00:00-07:002017-10-31T00:00:00-07:002017-23582Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23582.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23581.htmlNotice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Equities Rules 7.31E To Establish a Minimum Dollar Threshold Into the Price Protection Mechanisms2017-10-31T00:00:00-07:002017-10-31T00:00:00-07:002017-23581Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23581.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23580.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules for Excluding Days From the Exchange's ADV and Market Maker Plus Tier Calculations in the Schedule of Fees2017-10-31T00:00:00-07:002017-10-31T00:00:00-07:002017-23580Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23580.pdf