Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/31?limit=200&registers=between&mode=atom 2024-05-04T18:06:51-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23670.html Notice - Fixed Income Market Structure Advisory Committee 2017-10-31T00:00:00-07:00 2017-10-31T00:00:00-07:00 2017-23670 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23670.pdf https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23658.html Notice - Submission for OMB Review; Comment Request 2017-10-31T00:00:00-07:00 2017-10-31T00:00:00-07:00 2017-23658 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23658.pdf https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23657.html Notice - Proposed Collection; Comment Request 2017-10-31T00:00:00-07:00 2017-10-31T00:00:00-07:00 2017-23657 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23657.pdf https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23584.html Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Name Change 2017-10-31T00:00:00-07:00 2017-10-31T00:00:00-07:00 2017-23584 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23584.pdf https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23583.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of Amendments No. 2 and No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 2 and No. 3, To List and Trade Shares of the Aptus Fortified Value ETF, a Series of ETF Series Solutions, Under Rule 14.11(c) 2017-10-31T00:00:00-07:00 2017-10-31T00:00:00-07:00 2017-23583 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23583.pdf https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23582.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF Under NYSE Arca Rule 8.600-E 2017-10-31T00:00:00-07:00 2017-10-31T00:00:00-07:00 2017-23582 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23582.pdf https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23581.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Equities Rules 7.31E To Establish a Minimum Dollar Threshold Into the Price Protection Mechanisms 2017-10-31T00:00:00-07:00 2017-10-31T00:00:00-07:00 2017-23581 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23581.pdf https://regulations.justia.com/regulations/fedreg/2017/10/31/2017-23580.html Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules for Excluding Days From the Exchange's ADV and Market Maker Plus Tier Calculations in the Schedule of Fees 2017-10-31T00:00:00-07:00 2017-10-31T00:00:00-07:00 2017-23580 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-31/pdf/2017-23580.pdf