<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/30?registers=between Wed, 16 Jul 2025 03:35:15 -0700 Wed, 16 Jul 2025 03:35:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/30?registers=between Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23507.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23507.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23507 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23507.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Name Change https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23488.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23488.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23488 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23488.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Corrections to Its Second Amended and Restated Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23487.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23487.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23487 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23487.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Corrections to Its Second Amended and Restated Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23485.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23485.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23485 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23485.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 723 To Remove Obsolete Rule Text https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23484.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23484.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23484 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23484.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 723 To Remove Obsolete Rule Text https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23483.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23483.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23483 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23483.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23482.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23482.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23482 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23482.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Five Additional Third Party Systems and Connectivity to Two Additional Third Party Data Feeds https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23481.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23481.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23481 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23481.pdf Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23480.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23480.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23480 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23480.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Permanent an Exception to TRACE Reporting for Certain Bond Transactions Effected on the New York Stock Exchange https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23479.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23479.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23479 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23479.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Closing Cross Rules https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23478.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23478.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23478 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23478.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Five Additional Third Party Systems and Connectivity to Two Additional Third Party Data Feeds https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23476.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23476.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23476 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23476.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 964.2NY Regarding the Participation Entitlement Formula for Specialists and e-Specialists https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23475.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23475.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23475 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23475.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Five Additional Third Party Systems and Connectivity to Two Additional Third Party Data Feeds https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23474.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23474.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23474 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23474.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23471.html https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23471.html Mon, 30 Oct 2017 00:00:00 -0700 2017-23471 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23471.pdf