Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/30?limit=200&registers=between&mode=atom 2024-12-22T00:22:15-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23507.html Rule - Covered Securities Pursuant to Section 18 of the Securities Act of 1933 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23507 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23507.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23488.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Name Change 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23488 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23488.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23487.html Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Corrections to Its Second Amended and Restated Certificate of Incorporation 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23487 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23487.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23485.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Corrections to Its Second Amended and Restated Certificate of Incorporation 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23485 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23485.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23484.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 723 To Remove Obsolete Rule Text 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23484 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23484.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23483.html Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 723 To Remove Obsolete Rule Text 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23483 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23483.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23482.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Its Fee Schedule 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23482 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23482.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23481.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Five Additional Third Party Systems and Connectivity to Two Additional Third Party Data Feeds 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23481 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23481.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23480.html Notice - Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX PEARL Fee Schedule 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23480 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23480.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23479.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Permanent an Exception to TRACE Reporting for Certain Bond Transactions Effected on the New York Stock Exchange 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23479 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23479.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23478.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Nasdaq Closing Cross Rules 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23478 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23478.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23476.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Five Additional Third Party Systems and Connectivity to Two Additional Third Party Data Feeds 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23476 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23476.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23475.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Rule 964.2NY Regarding the Participation Entitlement Formula for Specialists and e-Specialists 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23475 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23475.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23474.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Provide Users With Access to Five Additional Third Party Systems and Connectivity to Two Additional Third Party Data Feeds 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23474 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23474.pdf https://regulations.justia.com/regulations/fedreg/2017/10/30/2017-23471.html Notice - Submission for OMB Review; Comment Request 2017-10-30T00:00:00-07:00 2017-10-30T00:00:00-07:00 2017-23471 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-30/pdf/2017-23471.pdf