<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/27?registers=between Fri, 18 Jul 2025 14:11:13 -0700 Fri, 18 Jul 2025 14:11:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/27?registers=between Notice - Public Company Accounting Oversight Board; Order Granting Approval of Proposed Rules on the Auditor's Report on an Audit of Financial Statements When the Auditor Expresses an Unqualified Opinion, and Departures From Unqualified Opinions and Other Reporting Circumstances, and Related Amendments to Auditing Standards https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23379.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23379.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23379 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23379.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Amended and Restated Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23378.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23378.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23378 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23378.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Its Amended and Restated Certificate of Incorporation https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23377.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23377.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23377 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23377.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 11.10, Order Execution https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23376.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23376.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23376 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23376.pdf Notice - Self-Regulatory Organizations; Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 11.152 To Add Provisions Related to Market Maker Withdrawals of Quotations in Securities Listed on the Investors Exchange https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23375.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23375.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23375 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23375.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change To Amend MSRB Form G-45 To Collect Additional Data About the Transactional Fees Primarily Assessed by Programs Established To Implement the ABLE Act https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23374.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23374.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23374 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23374.pdf Notice - Self-Regulatory Organizations; Bats EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, To Modify Stop Orders and Stop Limit Orders Applicable to the Exchange's Equity Options Platform in Preparation for the C2 Options Exchange, Incorporated Technology Migration https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23373.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23373.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23373 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23373.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.1, Definitions, To Modify Stop Orders and Stop Limit Orders Applicable to the Exchange's Equity Options Platform in Preparation for the C2 Options Exchange, Incorporated Technology Migration https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23372.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23372.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23372 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23372.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of The Gold Trust Under NYSE Arca Rule 8.201-E https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23371.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23371.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23371 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23371.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Exchange's Name Change https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23370.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23370.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23370 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23370.pdf Notice - PIMCO Funds, et al. https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23369.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23369.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23369 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23369.pdf Notice - Blackstone/GSO Floating Rate Enhanced Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23368.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23368.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23368 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23368.pdf Notice - Blackstone/GSO Floating Rate Enhanced Income Fund, et al. https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23367.html https://regulations.justia.com/regulations/fedreg/2017/10/27/2017-23367.html Fri, 27 Oct 2017 00:00:00 -0700 2017-23367 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-27/pdf/2017-23367.pdf