<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/20?registers=between Mon, 14 Jul 2025 19:08:23 -0700 Mon, 14 Jul 2025 19:08:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/20?registers=between Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1 and No. 3, To Adopt the Clearing Agency Liquidity Risk Management Framework https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22759.html https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22759.html Fri, 20 Oct 2017 00:00:00 -0700 2017-22759 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-20/pdf/2017-22759.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Fixed Income Clearing Corporation; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes, as Modified by Amendments No. 1, To Adopt the Clearing Agency Stress Testing Framework (Market Risk) https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22758.html https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22758.html Fri, 20 Oct 2017 00:00:00 -0700 2017-22758 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-20/pdf/2017-22758.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Assess Fees for Specialized Quote Feed and SQF Purge Ports https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22757.html https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22757.html Fri, 20 Oct 2017 00:00:00 -0700 2017-22757 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-20/pdf/2017-22757.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Increase the Monthly Cap on the Fees Assessed for Specialized Quote Feed and SQF Purge Ports That Market Makers Utilize To Connect to the Exchange https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22756.html https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22756.html Fri, 20 Oct 2017 00:00:00 -0700 2017-22756 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-20/pdf/2017-22756.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rules 80C, 104, 107B, and 128 https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22755.html https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22755.html Fri, 20 Oct 2017 00:00:00 -0700 2017-22755 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-20/pdf/2017-22755.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To List and Trade S&P Select Sector Index Options https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22754.html https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22754.html Fri, 20 Oct 2017 00:00:00 -0700 2017-22754 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-20/pdf/2017-22754.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Increase the Crossing Fee Cap https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22753.html https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22753.html Fri, 20 Oct 2017 00:00:00 -0700 2017-22753 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-20/pdf/2017-22753.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Order Granting Approval of a Proposed Rule Change To List and Trade Shares of the WisdomTree CBOE Russell 2000 PutWrite Strategy Fund, a Series of the WisdomTree Trust, Under Rule 14.11(c)(3) (Index Fund Shares) https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22752.html https://regulations.justia.com/regulations/fedreg/2017/10/20/2017-22752.html Fri, 20 Oct 2017 00:00:00 -0700 2017-22752 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-20/pdf/2017-22752.pdf