Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/18?limit=200®isters=between&mode=atom2025-01-02T15:51:42-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22542.htmlNotice - Submission for OMB Review; Comment Request2017-10-18T00:00:00-07:002017-10-18T00:00:00-07:002017-22542Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22542.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22541.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Transaction Fees at Rule 7030 That Apply to Use of the Nasdaq Testing Facility2017-10-18T00:00:00-07:002017-10-18T00:00:00-07:002017-22541Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22541.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22540.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on the Exchange's Equity Options Platform2017-10-18T00:00:00-07:002017-10-18T00:00:00-07:002017-22540Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22540.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22539.htmlNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Provide Interpretation With Respect to the Meaning, Administration, or Enforcement of Rule 14.11, Other Securities, and Rule 14.12, Failure To Meet Listing Standards2017-10-18T00:00:00-07:002017-10-18T00:00:00-07:002017-22539Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22539.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22538.htmlNotice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 723 and Rule 16142017-10-18T00:00:00-07:002017-10-18T00:00:00-07:002017-22538Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22538.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22537.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change Relating to the Creation of an Electronic-Only Order Type2017-10-18T00:00:00-07:002017-10-18T00:00:00-07:002017-22537Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22537.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22536.htmlNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Decrease the Qualification Criteria of a Credit Tier and Make Related Changes2017-10-18T00:00:00-07:002017-10-18T00:00:00-07:002017-22536Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22536.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22518.htmlNotice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Add New Optional Functionality to Orders With a Minimum Quantity Instruction2017-10-18T00:00:00-07:002017-10-18T00:00:00-07:002017-22518Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22518.pdfhttps://regulations.justia.com/regulations/fedreg/2017/10/18/2017-22517.htmlNotice - Steadfast Alcentra Global Credit Fund and Steadfast Investment Adviser, LLC2017-10-18T00:00:00-07:002017-10-18T00:00:00-07:002017-22517Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-18/pdf/2017-22517.pdf