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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/11?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/11?registers=between
Notice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21988.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21988.htmlWed, 11 Oct 2017 00:00:00 -07002017-21988Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21988.pdfNotice - Sunshine Act Meetings
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21987.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21987.htmlWed, 11 Oct 2017 00:00:00 -07002017-21987Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21987.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21911.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21911.htmlWed, 11 Oct 2017 00:00:00 -07002017-21911Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21911.pdfNotice - Submission for OMB Review; Comment Request
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21910.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21910.htmlWed, 11 Oct 2017 00:00:00 -07002017-21910Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21910.pdfNotice - Proposed Collection; Comment Request
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21909.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21909.htmlWed, 11 Oct 2017 00:00:00 -07002017-21909Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21909.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Review Charges for Communications Filed With or Submitted to FINRA
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21846.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21846.htmlWed, 11 Oct 2017 00:00:00 -07002017-21846Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21846.pdfNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21816.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21816.htmlWed, 11 Oct 2017 00:00:00 -07002017-21816Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21816.pdfNotice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21815.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21815.htmlWed, 11 Oct 2017 00:00:00 -07002017-21815Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21815.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21814.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21814.htmlWed, 11 Oct 2017 00:00:00 -07002017-21814Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21814.pdfNotice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the CBOE S&P 500® Dividend Aristocrats® Target Income Index ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21813.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21813.htmlWed, 11 Oct 2017 00:00:00 -07002017-21813Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21813.pdfNotice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21812.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21812.htmlWed, 11 Oct 2017 00:00:00 -07002017-21812Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21812.pdfNotice - Whitford Asset Management, LLC, et al.
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21811.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21811.htmlWed, 11 Oct 2017 00:00:00 -07002017-21811Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21811.pdfNotice - USCF Fund Advisors, LLC, et al.
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21776.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21776.htmlWed, 11 Oct 2017 00:00:00 -07002017-21776Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21776.pdfNotice - OppenheimerFunds, Inc., et al.
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21775.html
https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21775.htmlWed, 11 Oct 2017 00:00:00 -07002017-21775Noticehttps://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21775.pdf