<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/11?registers=between Sun, 22 Dec 2024 00:08:24 -0800 Sun, 22 Dec 2024 00:08:24 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/11?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21988.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21988.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21988 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21988.pdf Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21987.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21987.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21987 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21987.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21911.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21911.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21911 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21911.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21910.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21910.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21910 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21910.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21909.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21909.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21909 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21909.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Review Charges for Communications Filed With or Submitted to FINRA https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21846.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21846.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21846 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21846.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21816.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21816.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21816 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21816.pdf Notice - Self-Regulatory Organizations; LCH SA; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Options on Index Credit Default Swaps https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21815.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21815.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21815 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21815.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change To Modify the Listing Requirements Related to Special Purpose Acquisition Companies Listing Standards To Reduce Round Lot Holders on Nasdaq Capital Market for Initial Listing From 300 to 150 and Eliminate Public Holders for Continued Listing From 300 to Zero, Require $5 Million in Net Tangible Assets for Initial and Continued Listing, and Impose a Deadline To Demonstrate Compliance With Initial Listing Requirements on All Nasdaq Markets Within 30 Days Following Each Business Combination https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21814.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21814.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21814 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21814.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the CBOE S&P 500® Dividend Aristocrats® Target Income Index ETF Under the ETF Series Solutions Trust, Under Rule 14.11(c)(3), Index Fund Shares https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21813.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21813.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21813 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21813.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rule 1009 To Modify the Criteria for Listing an Option on an Underlying Covered Security https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21812.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21812.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21812 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21812.pdf Notice - Whitford Asset Management, LLC, et al. https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21811.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21811.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21811 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21811.pdf Notice - USCF Fund Advisors, LLC, et al. https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21776.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21776.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21776 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21776.pdf Notice - OppenheimerFunds, Inc., et al. https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21775.html https://regulations.justia.com/regulations/fedreg/2017/10/11/2017-21775.html Wed, 11 Oct 2017 00:00:00 -0700 2017-21775 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-11/pdf/2017-21775.pdf