<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/10?registers=between Tue, 30 Apr 2024 20:06:31 -0700 Tue, 30 Apr 2024 20:06:31 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/10?registers=between Notice - Sunshine Act Meetings https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21705.html https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21705.html Tue, 10 Oct 2017 00:00:00 -0700 2017-21705 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21705.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers, To Add New Optional Functionality to Minimum Quantity Orders https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21674.html https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21674.html Tue, 10 Oct 2017 00:00:00 -0700 2017-21674 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21674.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.9, Orders and Modifiers, To Add New Optional Functionality to Minimum Quantity Orders https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21673.html https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21673.html Tue, 10 Oct 2017 00:00:00 -0700 2017-21673 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21673.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Text From Options Regulatory Fee Rule https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21672.html https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21672.html Tue, 10 Oct 2017 00:00:00 -0700 2017-21672 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21672.pdf Notice - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Text From Options Regulatory Fee Rule https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21671.html https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21671.html Tue, 10 Oct 2017 00:00:00 -0700 2017-21671 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21671.pdf Notice - Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Remove Obsolete Text From Options Regulatory Fee Rule https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21670.html https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21670.html Tue, 10 Oct 2017 00:00:00 -0700 2017-21670 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21670.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt New Corporate Governance and Related Processes Similar to Those of the Nasdaq Exchanges https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21669.html https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21669.html Tue, 10 Oct 2017 00:00:00 -0700 2017-21669 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21669.pdf Notice - EntrepreneurShares Series Trust, et al. https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21661.html https://regulations.justia.com/regulations/fedreg/2017/10/10/2017-21661.html Tue, 10 Oct 2017 00:00:00 -0700 2017-21661 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-10/pdf/2017-21661.pdf