<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/06?registers=between Mon, 14 Jul 2025 02:38:08 -0700 Mon, 14 Jul 2025 02:38:08 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/06?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Connectivity Fees at Rule 7051 https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21541.html https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21541.html Fri, 06 Oct 2017 00:00:00 -0700 2017-21541 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-06/pdf/2017-21541.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change Relating to ICC's Liquidity Risk Management Framework and ICC's Stress Testing Framework https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21540.html https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21540.html Fri, 06 Oct 2017 00:00:00 -0700 2017-21540 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-06/pdf/2017-21540.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees and Charges Relating to the Listing Fees Applicable to Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21539.html https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21539.html Fri, 06 Oct 2017 00:00:00 -0700 2017-21539 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-06/pdf/2017-21539.pdf Notice - Self-Regulatory Organizations; Nasdaq MRX, LLC; Notice of Filing of Proposed Rule Change To Adopt New Corporate Governance and Related Process Similar to Those of the Nasdaq Exchanges https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21538.html https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21538.html Fri, 06 Oct 2017 00:00:00 -0700 2017-21538 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-06/pdf/2017-21538.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Pursuant to NYSE Arca Rule 5.2-E(j)(3) Twelve Series of Investment Company Units https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21537.html https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21537.html Fri, 06 Oct 2017 00:00:00 -0700 2017-21537 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-06/pdf/2017-21537.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect a Change to the Administrator for the London Bullion Market Association Silver Price to ICE Benchmark Administration https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21536.html https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21536.html Fri, 06 Oct 2017 00:00:00 -0700 2017-21536 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-06/pdf/2017-21536.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Permit Affiliated Member Organizations That Are Supplemental Liquidity Providers https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21535.html https://regulations.justia.com/regulations/fedreg/2017/10/06/2017-21535.html Fri, 06 Oct 2017 00:00:00 -0700 2017-21535 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-06/pdf/2017-21535.pdf