<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/04?registers=between Sun, 20 Jul 2025 03:24:18 -0700 Sun, 20 Jul 2025 03:24:18 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/04?registers=between Notice - Exemptive Relief for Individuals and Entities Affected by Hurricanes Harvey, Irma or Maria https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21284.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21284.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21284 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21284.pdf Notice - National Securities Clearing Corporation https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21282.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21282.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21282 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21282.pdf Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Make It Clear That the Nasdaq GEMX Trades Feed Is a Free Offering of the Exchange https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21281.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21281.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21281 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21281.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 5.2E (j)(6) https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21280.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21280.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21280 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21280.pdf Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Introduce the Intellicator Analytic Tool https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21279.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21279.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21279 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21279.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 529, Order Routing to Other Exchanges https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21278.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21278.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21278 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21278.pdf Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.23, Opening Process, and Rule 11.26, Usage of Data Feeds, To Reflect the Name Change of NYSE MKT to NYSE American https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21277.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21277.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21277 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21277.pdf Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.7, Opening Process, and Rule 13.4, Usage of Data Feeds, To Reflect the Name Change of NYSE MKT to NYSE American https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21276.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21276.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21276 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21276.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21275.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21275.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21275 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21275.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of ProShares QuadPro Funds Under Commentary .02 to NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21274.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21274.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21274 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21274.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Order Approving Proposed Rule Changes To Adopt the Clearing Agency Operational Risk Management Framework https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21273.html https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21273.html Wed, 04 Oct 2017 00:00:00 -0700 2017-21273 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21273.pdf