Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/04?limit=200&registers=between&mode=atom 2024-12-21T23:53:20-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21284.html Notice - Exemptive Relief for Individuals and Entities Affected by Hurricanes Harvey, Irma or Maria 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21284 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21284.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21282.html Notice - National Securities Clearing Corporation 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21282 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21282.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21281.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees To Make It Clear That the Nasdaq GEMX Trades Feed Is a Free Offering of the Exchange 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21281 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21281.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21280.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NYSE American Rule 5.2E (j)(6) 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21280 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21280.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21279.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Notice of Filing of Proposed Rule Change To Introduce the Intellicator Analytic Tool 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21279 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21279.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21278.html Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend MIAX Options Rule 529, Order Routing to Other Exchanges 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21278 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21278.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21277.html Notice - Self-Regulatory Organizations; Bats BYX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.23, Opening Process, and Rule 11.26, Usage of Data Feeds, To Reflect the Name Change of NYSE MKT to NYSE American 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21277 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21277.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21276.html Notice - Self-Regulatory Organizations; Bats EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.7, Opening Process, and Rule 13.4, Usage of Data Feeds, To Reflect the Name Change of NYSE MKT to NYSE American 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21276 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21276.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21275.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust Under NYSE Arca Equities Rule 8.201 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21275 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21275.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21274.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of ProShares QuadPro Funds Under Commentary .02 to NYSE Arca Equities Rule 8.200 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21274 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21274.pdf https://regulations.justia.com/regulations/fedreg/2017/10/04/2017-21273.html Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Order Approving Proposed Rule Changes To Adopt the Clearing Agency Operational Risk Management Framework 2017-10-04T00:00:00-07:00 2017-10-04T00:00:00-07:00 2017-21273 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-04/pdf/2017-21273.pdf