<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/02?registers=between Mon, 18 Aug 2025 06:13:48 -0700 Mon, 18 Aug 2025 06:13:48 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/02?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change To Extend the Implementation Date for Certain Changes to the Rule 5700 Series and Rule 5810 https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21159.html https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21159.html Mon, 02 Oct 2017 00:00:00 -0700 2017-21159 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21159.pdf Rule - Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Harvey, Hurricane Irma, and Hurricane Maria https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21094.html https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21094.html Mon, 02 Oct 2017 00:00:00 -0700 2017-21094 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21094.pdf Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Listing Fees https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21002.html https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21002.html Mon, 02 Oct 2017 00:00:00 -0700 2017-21002 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21002.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21001.html https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21001.html Mon, 02 Oct 2017 00:00:00 -0700 2017-21001 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21001.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Equities Rule 8.700 to Reference EURO STOXX 50 Volatility Index Futures and To List and Trade Shares of the ProShares European Volatility Futures ETF https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21000.html https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21000.html Mon, 02 Oct 2017 00:00:00 -0700 2017-21000 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21000.pdf Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fifteenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-20974.html https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-20974.html Mon, 02 Oct 2017 00:00:00 -0700 2017-20974 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-20974.pdf