Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/10/02?limit=200&registers=between&mode=atom 2025-01-02T16:29:33-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21159.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Withdrawal of a Proposed Rule Change To Extend the Implementation Date for Certain Changes to the Rule 5700 Series and Rule 5810 2017-10-02T00:00:00-07:00 2017-10-02T00:00:00-07:00 2017-21159 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21159.pdf https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21094.html Rule - Regulation Crowdfunding and Regulation A Relief and Assistance for Victims of Hurricane Harvey, Hurricane Irma, and Hurricane Maria 2017-10-02T00:00:00-07:00 2017-10-02T00:00:00-07:00 2017-21094 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21094.pdf https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21002.html Notice - Self-Regulatory Organizations: Investors Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Listing Fees 2017-10-02T00:00:00-07:00 2017-10-02T00:00:00-07:00 2017-21002 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21002.pdf https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21001.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant to SR-FINRA-2015-036 2017-10-02T00:00:00-07:00 2017-10-02T00:00:00-07:00 2017-21001 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21001.pdf https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-21000.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Amend NYSE Arca Equities Rule 8.700 to Reference EURO STOXX 50 Volatility Index Futures and To List and Trade Shares of the ProShares European Volatility Futures ETF 2017-10-02T00:00:00-07:00 2017-10-02T00:00:00-07:00 2017-21000 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-21000.pdf https://regulations.justia.com/regulations/fedreg/2017/10/02/2017-20974.html Notice - Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fifteenth Amendment to the National Market System Plan To Address Extraordinary Market Volatility by Bats BZX Exchange, Inc., Bats BYX Exchange, Inc., Bats EDGA Exchange, Inc., Bats EDGX Exchange, Inc., Chicago Stock Exchange, Inc., Financial Industry Regulatory Authority, Inc., Investors Exchange LLC, NASDAQ BX, Inc., NASDAQ PHLX LLC, The Nasdaq Stock Market LLC, NYSE National, Inc., New York Stock Exchange LLC, NYSE American LLC, and NYSE Arca, Inc. 2017-10-02T00:00:00-07:00 2017-10-02T00:00:00-07:00 2017-20974 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-10-02/pdf/2017-20974.pdf