Securities and Exchange Commission September 2017 – Federal Register Recent Federal Regulation Documents

Results 51 - 100 of 149
Sunshine Act Meeting
Document Number: 2017-19918
Type: Notice
Date: 2017-09-18
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-19678
Type: Notice
Date: 2017-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-19677
Type: Notice
Date: 2017-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-19676
Type: Notice
Date: 2017-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Investor Advisory Committee Meeting
Document Number: 2017-19674
Type: Notice
Date: 2017-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.
Innovator ETFS Trust and Innovator Capital Management, LLC
Document Number: 2017-19577
Type: Notice
Date: 2017-09-15
Agency: Securities and Exchange Commission, Agencies and Commissions
Innovator ETFs Trust, et al.
Document Number: 2017-19537
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Innovator ETFs Trust, et al.
Document Number: 2017-19536
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-19511
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-19510
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Proposed Collection; Comment Request
Document Number: 2017-19509
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
The Vanguard Group, Inc., et al.
Document Number: 2017-19474
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Medley Capital Corporation, et al.
Document Number: 2017-19473
Type: Notice
Date: 2017-09-14
Agency: Securities and Exchange Commission, Agencies and Commissions
Submission for OMB Review; Comment Request
Document Number: 2017-19446
Type: Notice
Date: 2017-09-13
Agency: Securities and Exchange Commission, Agencies and Commissions
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