<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/29?registers=between Wed, 01 May 2024 16:54:15 -0700 Wed, 01 May 2024 16:54:15 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/29?registers=between Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, To List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares Under NYSE Arca Equities Rule 8.200 https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20896.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20896.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20896 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20896.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40-O To Allow Certain Order Types To Be Excluded From the Risk Limitation Mechanism https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20892.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20892.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20892 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20892.pdf Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Allow Certain Order Types To Be Excluded From the Risk Limitation Mechanism https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20891.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20891.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20891 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20891.pdf Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20890.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20890.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20890 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20890.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Exchange To Publish End-of-Day Indicative Values in SPX After the Close of Regular Trading Hours in SPX https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20889.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20889.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20889 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20889.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 14.2 To Make Technical and Conforming Updates in Connection With the Recent Merger of NYSE Arca Equities, Inc. With and Into the Exchange https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20888.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20888.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20888 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20888.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the GraniteShares Silver Trust Under NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20887.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20887.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20887 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20887.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Features of the Enterprise License Set Forth at Rule 7047 https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20886.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20886.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20886 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20886.pdf Notice - Public Availability of the Securities and Exchange Commission's FY 2015 Service Contract Inventory https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20879.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20879.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20879 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20879.pdf Rule - Adoption of Updated EDGAR Filer Manual https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20654.html https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20654.html Fri, 29 Sep 2017 00:00:00 -0700 2017-20654 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20654.pdf