Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/29?limit=200&registers=between&mode=atom 2021-01-19T02:27:39-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20896.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, To List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares Under NYSE Arca Equities Rule 8.200 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20896 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20896.pdf https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20892.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 6.40-O To Allow Certain Order Types To Be Excluded From the Risk Limitation Mechanism 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20892 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20892.pdf https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20891.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 928NY To Allow Certain Order Types To Be Excluded From the Risk Limitation Mechanism 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20891 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20891.pdf https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20890.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Under BZX Rule 14.11(c)(4) the Shares of the VanEck Vectors AMT-Free National Municipal Index ETF of VanEck Vectors ETF Trust 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20890 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20890.pdf https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20889.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Permit the Exchange To Publish End-of-Day Indicative Values in SPX After the Close of Regular Trading Hours in SPX 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20889 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20889.pdf https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20888.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 14.2 To Make Technical and Conforming Updates in Connection With the Recent Merger of NYSE Arca Equities, Inc. With and Into the Exchange 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20888 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20888.pdf https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20887.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the GraniteShares Silver Trust Under NYSE Arca Equities Rule 8.201 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20887 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20887.pdf https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20886.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Features of the Enterprise License Set Forth at Rule 7047 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20886 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20886.pdf https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20879.html Notice - Public Availability of the Securities and Exchange Commission's FY 2015 Service Contract Inventory 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20879 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20879.pdf https://regulations.justia.com/regulations/fedreg/2017/09/29/2017-20654.html Rule - Adoption of Updated EDGAR Filer Manual 2017-09-29T00:00:00-07:00 2017-09-29T00:00:00-07:00 2017-20654 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-09-29/pdf/2017-20654.pdf