<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/28?registers=between Tue, 15 Jul 2025 15:16:23 -0700 Tue, 15 Jul 2025 15:16:23 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/28?registers=between Notice - Oaktree Strategic Income, LLC, et al. https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20757.html https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20757.html Thu, 28 Sep 2017 00:00:00 -0700 2017-20757 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20757.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change Regarding Qualified Contingent Trades and Related Information Recording Obligations by Certain Participants https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20754.html https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20754.html Thu, 28 Sep 2017 00:00:00 -0700 2017-20754 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20754.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Certain Changes Applicable to IQ Municipal Insured ETF, IQ Municipal Intermediate ETF, and IQ Municipal Short Duration ETF https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20752.html https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20752.html Thu, 28 Sep 2017 00:00:00 -0700 2017-20752 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20752.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02 https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20751.html https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20751.html Thu, 28 Sep 2017 00:00:00 -0700 2017-20751 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20751.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Amendments to the ICE Clear Europe CDS Risk Policy https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20750.html https://regulations.justia.com/regulations/fedreg/2017/09/28/2017-20750.html Thu, 28 Sep 2017 00:00:00 -0700 2017-20750 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-28/pdf/2017-20750.pdf