Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/27?limit=200&registers=between&mode=atom 2024-12-21T03:59:59-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/09/27/2017-20632.html Rule - Commission Guidance on Pay Ratio Disclosure 2017-09-27T00:00:00-07:00 2017-09-27T00:00:00-07:00 2017-20632 Rule https://www.gpo.gov/fdsys/pkg/FR-2017-09-27/pdf/2017-20632.pdf https://regulations.justia.com/regulations/fedreg/2017/09/27/2017-20628.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing of Proposed Rule Change Amending Rule 980NY (Electronic Complex Order Trading) To Clarify the Priority of Electronic Complex Orders and To Modify Aspects of Its Complex Order Auction Process 2017-09-27T00:00:00-07:00 2017-09-27T00:00:00-07:00 2017-20628 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-27/pdf/2017-20628.pdf https://regulations.justia.com/regulations/fedreg/2017/09/27/2017-20627.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the GraniteShares Platinum Trust Under NYSE Arca Equities Rule 8.201 2017-09-27T00:00:00-07:00 2017-09-27T00:00:00-07:00 2017-20627 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-27/pdf/2017-20627.pdf https://regulations.justia.com/regulations/fedreg/2017/09/27/2017-20626.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.31E Relating to the Minimum Trade Size Modifier for Additional Order Types and Expanding the Minimum Trade Size Modifier for Existing Order Types 2017-09-27T00:00:00-07:00 2017-09-27T00:00:00-07:00 2017-20626 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-27/pdf/2017-20626.pdf https://regulations.justia.com/regulations/fedreg/2017/09/27/2017-20625.html Notice - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing of a Proposed Rule Change To List and Trade Shares of the iShares Inflation Hedged Corporate Bond ETF, a Series of the iShares U.S. ETF Trust, Under Rule 14.11(i), Managed Fund Shares 2017-09-27T00:00:00-07:00 2017-09-27T00:00:00-07:00 2017-20625 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-27/pdf/2017-20625.pdf https://regulations.justia.com/regulations/fedreg/2017/09/27/2017-20624.html Notice - Self-Regulatory Organizations; NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update and Amend its Options Rules, as Described Herein, To Reduce Unnecessary Complexity and To Promote Standardization and Clarity 2017-09-27T00:00:00-07:00 2017-09-27T00:00:00-07:00 2017-20624 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-27/pdf/2017-20624.pdf https://regulations.justia.com/regulations/fedreg/2017/09/27/2017-20623.html Notice - Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Designation of Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, To Adopt the Midpoint Extended Life Order 2017-09-27T00:00:00-07:00 2017-09-27T00:00:00-07:00 2017-20623 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-27/pdf/2017-20623.pdf https://regulations.justia.com/regulations/fedreg/2017/09/27/2017-20622.html Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Notice of Filings of Proposed Rule Changes To Adopt the Clearing Agency Securities Valuation Framework 2017-09-27T00:00:00-07:00 2017-09-27T00:00:00-07:00 2017-20622 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-27/pdf/2017-20622.pdf