Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2017/09/21?limit=200&registers=between&mode=atom 2021-04-20T10:32:57-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2017/09/21/2017-20143.html Notice - Active Weighting Funds ETF Trust and Active Weighting Advisors LLC 2017-09-21T00:00:00-07:00 2017-09-21T00:00:00-07:00 2017-20143 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-21/pdf/2017-20143.pdf https://regulations.justia.com/regulations/fedreg/2017/09/21/2017-20101.html Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, To Amend Section 102.01B of the NYSE Listed Company Manual To Provide for the Listing of Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering and Related Changes to Rules 15, 104, and 123D 2017-09-21T00:00:00-07:00 2017-09-21T00:00:00-07:00 2017-20101 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-21/pdf/2017-20101.pdf https://regulations.justia.com/regulations/fedreg/2017/09/21/2017-20090.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook 2017-09-21T00:00:00-07:00 2017-09-21T00:00:00-07:00 2017-20090 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-21/pdf/2017-20090.pdf https://regulations.justia.com/regulations/fedreg/2017/09/21/2017-20089.html Notice - Self-Regulatory Organizations; The Depository Trust Company; National Securities Clearing Corporation; Fixed Income Clearing Corporation; Order Approving Proposed Rule Changes To Adopt the Clearing Agency Risk Management Framework 2017-09-21T00:00:00-07:00 2017-09-21T00:00:00-07:00 2017-20089 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-21/pdf/2017-20089.pdf https://regulations.justia.com/regulations/fedreg/2017/09/21/2017-20088.html Notice - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Schedule of Fees To Offer Monthly Subscriptions for Open and Close Trade Profile Information 2017-09-21T00:00:00-07:00 2017-09-21T00:00:00-07:00 2017-20088 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-21/pdf/2017-20088.pdf https://regulations.justia.com/regulations/fedreg/2017/09/21/2017-20087.html Notice - Self-Regulatory Organizations; NASDAQ PHLX LLC; Order Approving Proposed Rule Change to a Proposal To Amend Rule 1027, Discretionary Accounts, To Conform It More Closely to a Comparable Rule of the Chicago Board Options Exchange (“CBOE”) and To Make Minor Corrections and Clarifications 2017-09-21T00:00:00-07:00 2017-09-21T00:00:00-07:00 2017-20087 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-21/pdf/2017-20087.pdf https://regulations.justia.com/regulations/fedreg/2017/09/21/2017-20081.html Notice - Before the Securities and Exchange Commission; Securities Exchange Act of 1934; In the Matter of the The Options Clearing Corporation For an Order Granting the Approval of Proposed Rule Change Concerning a Proposed Capital Plan for Raising Additional Capital That Would Support the Options Clearing Corporation's Function as a Systemically Important Financial Market Utility; Corrected Order Scheduling Filing of Statements on Review 2017-09-21T00:00:00-07:00 2017-09-21T00:00:00-07:00 2017-20081 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-21/pdf/2017-20081.pdf https://regulations.justia.com/regulations/fedreg/2017/09/21/2017-20080.html Notice - Before the Securities and Exchange Commission; Securities Exchange Act of 1934; In the Matter of the Options Clearing Corporation; Corrected Order Denying Motion for Stay 2017-09-21T00:00:00-07:00 2017-09-21T00:00:00-07:00 2017-20080 Notice https://www.gpo.gov/fdsys/pkg/FR-2017-09-21/pdf/2017-20080.pdf